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Compliance Officer jobs - Jersey City, NJ

Viewing 1 - 10 of 3,804 jobs

  • Mortgage Loan Officer

    Bank of America - Parsippany, NJ

    goals. In this ongoing sales role, the Mortgage Loan Officer continually identifies, develops and maintains a ... referral sources, and is enhanced by the Mortgage Loan Officer's regular participation in business related...

    4 days ago from Bank of America

  • Compliance Officer

    Asset Manager - Finance Industry - New York, NY

    management firm or hedgefund.* Experience with trading, compliance and accounting systems such as Linedata, ... by helping resolve and communicate to clients regarding any compliance-related issues.* Trading Reviews, Forensic...

    5 days ago from VelvetJobs

  • Compliance Officer

    Coleman and Company - Greenwich, CT

    will work closely with and report to the Chief Compliance Officer for the maintenance and development of the firm’s ... comfortable working independently and as part of a team Compliance industry experience preferred Familiarity with...

    5 days ago from TheLadders.com

  • Chief Compliance Officer

    Global Insurance Group - New York, NY

    product operations, with at least 5 years as primary compliance officer for distribution network.Requirements ... of NYS Bar preferredJob Purpose Serve as Chief Compliance Officer for AXA Advisors, LLC, the broker-dealer/investment...

    1 day ago from IvyExec

  • Compliance Officer

    Daniels, Norelli, Scully & Cecere, P.C. - Carle Place, NY

    industry, is seeking a Compliance Officer to manage our compliance and regulatory programs. The Compliance Officer ... objectives, and overall business strategies.Supervise compliance/quality assurance call monitoring programs to...

    4 days ago from ZipRecruiter

  • Mortgage Loan Officer - Parsippany

    Bank of America - Paramus, NJ

    goals. In this ongoing sales role, the Mortgage Loan Officer continually identifies, develops and maintains a ... referral sources, and is enhanced by the Mortgage Loan Officer's regular participation in business related...

    4 days ago from Bank of America

  • Compliance Officer

    Bank/broker Dealer - Finance Industry - New York, NY

    Letters of CreditJob Description* Looking for a compliance officer for Trade Finance (Letters of Credit)* Background with AML* Risk experience- See more at:...

    5 days ago from VelvetJobs

  • VP Compliance Officer

    A Legal Company - Newark, NJ

    of investment solutions is looking for a VP Compliance Officer for one of their strong SEC-registered Investment ... work on SMAs, MFs and offshore accounts. The VP Compliance Officer will need to have at least 7 years of Asset...

    4 days ago from IvyExec

  • Chief Compliance Officer-Part Time 35 Hours a Week

    Daniels, Norelli, Scully & Cecere, P.C. - Carle Place, NY

    industry, is seeking a Compliance Officer to manage our compliance and regulatory programs. The Compliance Officer ... objectives, and overall business strategies.Supervise compliance/quality assurance call monitoring programs to...

    1 day ago from ZipRecruiter

  • Senior AML Compliance Officer

    Network Esc (a Division of Network Temps, Inc.) - New York, NY

    AML Compliance Consultant The Compliance Department is seeking a Compliance officer to work in the Anti-Money Laundering ... The AML Compliance Officer reports to the Director, AML Compliance North America. Perform basic and enhanced due...

    9 days ago from ZipRecruiter

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