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Compliance Officer jobs - Jersey City, NJ

Viewing 1 - 10 of 6,188 jobs

  • Senior Compliance Officer- Surveillance

    Compliance Search Group - Jersey City, NJ

    • Working with Retail Investments Compliance, technology, business supervisors, Branch Management and senior Compliance ... Compliance Officer who will be responsible for retail surveillance coverage for adherence to regulation and firm...

    22 hours ago from eFinancial Careers

  • Vice President, Corporate Compliance - Business Line Compliance Officer

    Mitsubishii UFJ Financial Group - New York City, NY

    compliance-related matters as outlined in the Compliance Officer/Compliance Liaison Officer Appointment Letter. ... compliance issues raised by bank regulators, IAOA and Compliance Testing. Coordinate the implementation of corrective...

    30+ days ago from Mitsubishii UFJ Financial Group

  • Senior Compliance Officer - Surveillance

    Compliance Search Group - Jersey City, NJ

    A Global bank seeks a Senior Compliance Officer who will be responsible for retail surveillance coverage for adherence ... hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's...

    9 days ago from The Ladders

  • Compliance Officer -Alternatives Investments

    Compliance Search - New York City, NY

    Responsibilities Include: Provide advisory Compliance support to the Alternatives businesses which offer investment ... through a variety of investment structures; Represent Compliance in the new product approval process which...

    2 days ago from Doostang

  • Chief Compliance Officer

    Adams Consulting Group - New York City, NY

    Job Description: Chief Compliance Officer Responsible for compliance related matters with regards to US based clients ... to mitigate compliance risk. Develops and implements a compliance monitoring program. Ensures that the company has...

    10 days ago from ZipRecruiter

  • Senior Compliance Officer- Surveillance

    Human Resources Focused Consulting Firm - Jersey City, NJ

    A Global bank seeks a Senior Compliance Officer who will be responsible for retail surveillance coverage for adherence ... Working with Retail Investments Compliance, technology, business supervisors, Branch Management and senior Compliance ma...

    19 hours ago from IvyExec

  • Compliance Officer - Treasury and Trade Services

    Major International Bank - Jersey City, NJ

    compliance issues to Compliance colleagues globally TTS NAM Compliance seeks a seasoned compliance professional with a ... including AML Compliance, In-Business Risk, Legal, Compliance Testing, Audit, and cross-sector control...

    13 days ago from IvyExec

  • Senior Compliance Officer - Surveillance

    JPMorgan - Finance Industry - Jersey City, NJ

    potential violations • Track and report findings to Compliance Management in concise metrics. • Handle multiple ... degree or equivalent experience. • 3+ years Compliance or Risk experience within a financial services environment •...

    1 day ago from VelvetJobs

  • PI Management/Corporate Compliance Officer

    Allen Health Care Services - New York City, NY

    Overview: The PI Management/Corporate Compliance Officer is responsible in maintaining that the agency in ... compliance plan quarterly and as necessary to maintain compliance with governmental laws, regulations and...

    2 days ago from ZipRecruiter

  • Investment Advisory Compliance Officer

    Compliance Search Group - New York City, NY

    Investment Advisory Compliance Officer Our Client, a top bank seeks a senior level compliance officer for their ... and present results to the Chief Compliance Officer and other senior executives • Conduct compliance risk...

    1 day ago from The Ladders

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