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Compliance Officer jobs - Jersey City, NJ

Viewing 1 - 10 of 6,326 jobs

  • Compliance Officer AML Advisory CGMI Retail Broker Dealer

    Citi - Jersey City, NJ

    successful candidate will be responsible for day-to-day AML Compliance tasks and activities in support of the Retail ... Legal, Sanctions, FIU, GIU, Technology and Local AML Compliance Officers with regard to AML matters, including...

    2 days ago from Citi

  • Compliance Officer

    Efinancial Careers - New York City, NY

    and Legal and Compliance team staff, the Compliance Officer will help implement and monitor the compliance program. ... (in long only and hedge fund strategies), seeks a Compliance Officer to report directly to the Chief Compliance...

    20 days ago from eFinancial Careers

  • GIU Risk and Control Assessment Manager Sr Compliance Officer

    Citi - Jersey City, NJ

    promotes efficiency, reduces the risk, and helps ensure compliance with corporate policies, procedures, laws, and ... Bachelor's Degree * Job Function: Compliance and Control * Travel Time: Yes, 10 % of the Time * Job ID:...

    10 days ago from Citi

  • Compliance Officer ICG AML Advisory TTS (Treasury Trade)

    Citi - Jersey City, NJ

    a plus. * Minimum 5-years of experience working in a Bank Compliance functions * Possess strong leadership and ... with the ability to interact effectively with Advisory Compliance Officers globally and other Business and...

    27 days ago from Citi

  • Compliance Officer ICG Testing

    Citi - Jersey City, NJ

    In addition to strong audit/compliance and analytical skills, the candidate should have a strong background and understa ... * Leading small to medium sized teams in audits/compliance reviews is a plus...

    30+ days ago from Citi

  • Head of Investment Management Policies and Procedures Compliance

    Compliance Search Group - New York City, NY

    Prepare the Chief Compliance Officer’s written Compliance Program Reviews (quarterly and annually) as required ... Qualifications BA/BS required, JD Preferred.• 10 plus years compliance or other applicable experience...

    5 days ago from eFinancial Careers

  • Registration Compliance Officer - AVP

    Banking, Jersey City, Nj - Jersey City, NJ

    Responsibilities Include : • Maintain accurate and complete FINRA/NYSE and NFA registration for Registered Representatives • Ensure the appropriate corporate filings and reporting obligations are satisfied • Process Forms U4, U5, 8R and 8T...

    20 days ago from ExecuNet

  • Compliance Officer I-Broker Dealer Job

    BNY Mellon - New York City, NY

    Compliance Officer I-Broker Dealer (Job Number: 1412718) BNY Mellon is a global investments company dedicated to helping ... 3-5 years relevant product/financial services and/or auditing or compliance experience preferred...

    5 days ago from eFinancial Careers

  • Futures Compliance Officer

    Michael Page International - US - New York City, NY

    to exchange and regulatory inquiries Develop and implement compliance training programs Conduct reviews of various ... trading Job Offer Base + Bonus + Benefits Derivatives compliance officer role with a specific focus on futures,...

    9 days ago from eFinancial Careers

  • Senior Compliance Officer Surveillance

    Citi - Jersey City, NJ

    Description Retail Surveillance provides compliance coverage for the Private Bank and Wealth Management business lines, ... the financial services industry preferably in securities compliance or Sales Practice experience working with a...

    30+ days ago from Citi

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