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Compliance Officer jobs - Iselin, NJ

Viewing 1 - 10 of 7,121 jobs

  • Senior Compliance Officer ICG Testing Manager

    Citi - Jersey City, NJ

    The Senior Control Officer - Testing Manager will assist in the preparation and execution of the annual Compliance Testi ... participating in Compliance reviews; and managing the Compliance testing team including employee assignments,...

    18 days ago from Citi

  • Chief Compliance Officer/ Senior Vice President

    Efinancial Careers - New York City, NY

    Maintain and update the Compliance framework that protects the investment bank Develop and draft Compliance policies and ... Degree Educated At least 10 - 15 years compliance experience Series 7, 24 FINRA exams minimum CCO...

    17 days ago from eFinancial Careers

  • Compliance Officer - Swaps Regulatory

    Compliance Search Group - New York City, NY

    Compliance Officer - Swaps Regulatory A Global bank seeks a Swaps Regulatory Compliance Officer who will be responsible ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    4 days ago from TheLadders.com

  • PMO/ Trade Surveillance/Compliance system

    Collabera - New York City, NY

    of PMO Financial services experience a must, preferably in Compliance PMO Experience in a technology implementation ... Phone 973-774-1095Email shardul.gusaincollabera.com Project Manager (Job Title PMO/ Trade Surveillance/Compliance...

    8 hours ago from Dice

  • Senior Compliance Officer, Investment Manager Due Diligence

    Efinancial Careers - New York City, NY

    Senior Compliance Officer, Investment Manager Due Diligence The role will be responsible for performing compliance due ... to hire a Senior Compliance Officer with 7-10+ years of experience conducting operational due-diligence on investment...

    27 days ago from eFinancial Careers

  • Corporate Banking & Securities Compliance Officer

    Michael Page - New York City, NY

    Summary Broad compliance officer role covering both banking and broker dealer businesses at a large global bank Client ... applicable policies and procedures meant to effect compliance with such rules Gathering both internal and...

    4 days ago from CareerBuilder

  • Medical Billing DMEPOS Compliance Officer Asst Manager

    MBS - Brooklyn, NY

    versed in the field of DMEPOS billing with knowledge of Compliance and Accreditation process.MBS specializes in ... at least two years of experience in the DMEPOS billing and Compliance Field. We provide great opportunity for growth...

    21 hours ago from ZipRecruiter

  • Financial & Operations Compliance Officer

    UBS - Finance Industry - New York City, NY

    As a Financial & Operations Compliance Officer, you will be responsible for examining policies, procedures and controls ... compliance officers and the legal department to ensure compliance with regulatory and firm policies and procedures.

    4 days ago from VelvetJobs

  • Compliance Officer – AVP / VP – Global Strategy Program Manager

    Technology Management Services - New York City, NY

    Job Description Candidate will join a growing team of Compliance Officers responsible for the oversight and ... Compliance functions. Coordinate with other areas of Compliance, Infrastructure, and the Business on various...

    1 day ago from ZipRecruiter

  • Senior Compliance Officer Treasury and Trade Services

    Citi - Jersey City, NJ

    located in 95 countries. TTS-SS Compliance seeks a compliance professional with a strong regulatory background, ... including AML Compliance, In-Business Risk, Legal, Compliance Testing, Audit, and cross-sector control...

    4 days ago from Citi

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