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Compliance Officer jobs - Iselin, NJ

Viewing 1 - 10 of 6,045 jobs

  • Junior Business Line Compliance Officer, AVP

    MUFG - New York City, NY

    respectively Track regulatory changes impacting compliance programs, summarize changes and communicate changes to ... materials Minimum of 3-5 years of work experience in compliance and/or risk-management related fields. International...

    1 day ago from Mitsubishi UFJ Financial Group

  • Senior Compliance Officer

    Efinancial Careers - New York City, NY

    14 a plus) Experience with all aspects of Broker/ Dealer compliance helpful. Responsibilities Include: Real time ... Dealer is seeking a Compliance Officer to oversee the Trading activities and manage Firm Risk and Regulatory...

    10 days ago from eFinancial Careers

  • Loan Officer

    Loan Depot - Cranford, NJ

    get the job done. * Complete understanding of the legal, compliance and Investor requirements of residential mortgage products including conforming, alternative and government programs. * Proficiency in various computer software programs...

    11 days ago from Loan Depot

  • Compliance IT Support Team Manager -VP

    MUFG - Jersey City, NJ

    following: Bank Secrecy Act, Anti-money laundering compliance, general compliance and/or risk based compliance, ... of technology and best practices in the compliance field Excellent organizational skills and ability to...

    30+ days ago from Mitsubishi UFJ Financial Group

  • Chief Compliance Officer

    Robert Half International - New York City, NY

    Half Financial Services is currently recruiting for a Chief Compliance Officer (CCO) role within a Regional Commercial ... Compliance Officer (CCO) will be responsible for overall compliance and regulatory oversight of all Commercial...

    14 days ago from eFinancial Careers

  • Senior Compliance Officer AML ICG Advisory Corporate and Investment Banking

    Citi - Jersey City, NJ

    Relationship Managers, Legal, Sanctions Team, and Local AML Compliance Officers as necessary Manage/maintain oversight ... with the ability to interact effectively with advisory compliance officers globally and other business and...

    30+ days ago from Citi

  • Loan Officer Assistant

    Loan Depot - Brooklyn, NY

    for possible renegotiation or float down based on Loan Officer guidance Pipeline Management * Work with team for ... Knowledge/Ability: * Familiarity with the legal, compliance and Investor requirements of residential mortgage products i...

    11 days ago from Loan Depot

  • Chief Compliance Officer

    Compliance Search Group - New York City, NY

    Chief Compliance Officer A registered investment adviser firm seeks a Chief Compliance Officer who will be responsible ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    2 days ago from The Ladders

  • Compliance Testing -Vice President

    MUFG - New York City, NY

    group. *Monitor the level of compliance risk, compliance issues and compliance weakness by reviewing ... risk. *Coordinate with the business units and Compliance Officers/BLCOs to ensure the Risk Assessment is applied...

    9 days ago from Mitsubishi UFJ Financial Group

  • Compliance Officer

    Access Staffing - New York City, NY

    global Banking conglomerate seeks for expanding divisions; Compliance Associate and Compliance Officer. Must have ... outside legal counsel to provide expertise on regulatory compliance matters. Assess and measure compliance and related...

    3 days ago from The Ladders