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Compliance Officer jobs - Iselin, NJ

Viewing 1 - 10 of 7,312 jobs

  • Senior Compliance Officer Equities (Multi Asset Group)

    Citi - New York, NY

    issues, as well as, provide interpretation of internal compliance policies. * Developing and updating supervisory ... with the businesses they support, providing compliance guidance and administering the Firm's Compliance...

    8 days ago from Citi

  • Mortgage Loan Officer

    Bank of America - Parsippany, NJ

    goals. In this ongoing sales role, the Mortgage Loan Officer continually identifies, develops and maintains a ... referral sources, and is enhanced by the Mortgage Loan Officer's regular participation in business related...

    1 day ago from Bank of America

  • Futures Compliance Officer (00771678)

    Michael Page International - US - New York, NY

    * Back to Search Results * Next * Previous Futures Compliance Officer * Salary: Excellent Package * Location: New ... Bank, are looking to recruit a Futures Compliance Officer to be based in their New York City head...

    1 day ago from eFinancialCareers Ltd

  • Security Officer

    Swatch Group - Short Hills, NJ

    of the Company. The primary focus of the security officer is to serve as a deterrent to theft while providing ... security service provision and individual compliance with protocols • Identify risks • Strict personal adherence to...

    8 days ago from Swatch Group Inc

  • Deputy Compliance Officer

    American International Group - New York City, NY

    Deputy Compliance OfficerPicture yourself building a successful career at AIG working alongside other talented, highly ... Advanced degree (JD or MBA) and/or compliance certifications preferred American International Group, Inc...

    1 day ago from IHispano

  • Capital Markets Compliance Officer

    BMO Harris Bank - New York City, NY

    compliance and supervisory policies.Assist Business Unit compliance Officer in the development of written supervisory ... national origin, age, disability or veteran status.*Job:* Compliance*Primary Location:* United States-New York-New...

    4 days ago from Professional Diversity Network

  • VP Compliance Officer

    A Legal Company - Newark, NJ

    of investment solutions is looking for a VP Compliance Officer for one of their strong SEC-registered Investment ... work on SMAs, MFs and offshore accounts. The VP Compliance Officer will need to have at least 7 years of Asset...

    1 day ago from IvyExec

  • Compliance Officer

    Asset Manager - Finance Industry - New York, NY

    management firm or hedgefund.* Experience with trading, compliance and accounting systems such as Linedata, ... by helping resolve and communicate to clients regarding any compliance-related issues.* Trading Reviews, Forensic...

    2 days ago from VelvetJobs

  • Senior AML Compliance Officer

    Network Esc (a Division of Network Temps, Inc.) - New York, NY

    AML Compliance Consultant The Compliance Department is seeking a Compliance officer to work in the Anti-Money Laundering ... The AML Compliance Officer reports to the Director, AML Compliance North America. Perform basic and enhanced due...

    6 days ago from ZipRecruiter

  • Senior Compliance Officer Equities

    Citi - New York, NY

    position is for a Product Compliance Officer within Citi's Institutional Clients Group (ICG), ... interpretation of internal compliance policies; * Draft compliance policies and procedures; * Assist with regulatory...

    8 days ago from Citi

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