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Compliance Officer jobs - Garden City, NY

Viewing 1 - 10 of 6,686 jobs

  • Senior Compliance Officer Equities (Multi Asset Group)

    Citi - New York, NY

    issues, as well as, provide interpretation of internal compliance policies. * Developing and updating supervisory ... with the businesses they support, providing compliance guidance and administering the Firm's Compliance...

    8 days ago from Citi

  • Mortgage Loan Officer - Parsippany

    Bank of America - Paramus, NJ

    goals. In this ongoing sales role, the Mortgage Loan Officer continually identifies, develops and maintains a ... referral sources, and is enhanced by the Mortgage Loan Officer's regular participation in business related...

    1 day ago from Bank of America

  • Futures Compliance Officer (00771678)

    Michael Page International - US - New York, NY

    * Back to Search Results * Next * Previous Futures Compliance Officer * Salary: Excellent Package * Location: New ... Bank, are looking to recruit a Futures Compliance Officer to be based in their New York City head...

    1 day ago from eFinancialCareers Ltd

  • Global Trade AML Compliance Officer

    HSBC - Brooklyn, NY

    Business with regard to FIM and AML Related Business Risk Compliance Communications* Liase with Group Compliance ... mainframe systems and software packages*Job Field:* Legal & Compliance*Primary Location:* North America-United...

    1 day ago from A Mighty River

  • Capital Markets Compliance Officer

    BMO Harris Bank - New York City, NY

    compliance and supervisory policies.Assist Business Unit compliance Officer in the development of written supervisory ... national origin, age, disability or veteran status.*Job:* Compliance*Primary Location:* United States-New York-New...

    4 days ago from Professional Diversity Network

  • Compliance Officer

    Coleman and Company - Greenwich, CT

    will work closely with and report to the Chief Compliance Officer for the maintenance and development of the firm’s ... comfortable working independently and as part of a team Compliance industry experience preferred Familiarity with...

    2 days ago from

  • Regulatory Compliance Officer

    A Legal Company - New York, NY

    The Regulatory Compliance Officer will execute the Branch's Compliance Program with the exception of BSA/AML matters ... will work closely with the BSA Officer). The Regulatory Compliance Officer will liaise with the NYS Banking...

    1 day ago from IvyExec

  • Compliance Officer

    Asset Manager - Finance Industry - New York, NY

    management firm or hedgefund.* Experience with trading, compliance and accounting systems such as Linedata, ... by helping resolve and communicate to clients regarding any compliance-related issues.* Trading Reviews, Forensic...

    2 days ago from VelvetJobs

  • Compliance Officer

    Daniels, Norelli, Scully & Cecere, P.C. - Carle Place, NY

    industry, is seeking a Compliance Officer to manage our compliance and regulatory programs. The Compliance Officer ... objectives, and overall business strategies.Supervise compliance/quality assurance call monitoring programs to...

    1 day ago from ZipRecruiter

  • Senior Compliance Officer Equities

    Citi - New York, NY

    position is for a Product Compliance Officer within Citi's Institutional Clients Group (ICG), ... interpretation of internal compliance policies; * Draft compliance policies and procedures; * Assist with regulatory...

    8 days ago from Citi

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