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Compliance Officer jobs - Garden City, NY

Viewing 1 - 10 of 6,106 jobs

  • Sales & Trading Compliance Officer New York (00804507)

    Hogarth Davies - New York City, NY

    institution seeking an experienced Compliance Officer to work with a high profile Front Office Business, ... Details More jobs like this * VP Equity Sales & Trading Compliance Officer * C#/WPF (Hedgefund) * Quant Strategist,...

    20 hours ago from eFinancialCareers Ltd

  • Compliance Officer Branch Examinations (Branch Manager)

    Citi - New York

    * Developing / updating of the testing modules to ensure consistency with regulatory requirements and Compliance policie ... Working within small sized teams in regulatory exams, audits/compliance reviews/branch examinations is a plus...

    2 days ago from Citi

  • Compliance Officer -Alternatives Investments |

    Compliance Search - New York City, NY

    Qualifications include: Bachelors degreeProvide advisory Compliance support to the Alternatives businesses which offer ... through a variety of investment structures; Represent Compliance in the new product approval process which...

    30+ days ago from Doostang

  • Compliance Officer Fiduciary (Private Bank) (Wealth Management)

    Citi - New York City, NY

    or www.citi.com. Description Fiduciary Compliance Officer supporting the North American Global Managed ... updates of a) policies; b) Compliance Manual, c) Chief Compliance Officers Review of Effectiveness of Compliance...

    3 days ago from Citi

  • Compliance Officer ICG Testing (Compliance)

    Citi - Jersey City, NJ

    In addition to strong audit/compliance and analytical skills, the candidate should have a strong background and understa ... * Leading small to medium sized teams in audits/compliance reviews is a plus...

    1 day ago from Citi

  • Compliance Officer

    Ny-based Bank/broker-dealer - Finance Industry - New York City, NY

    monitoring Job Description Top tier bank is looking for a compliance officer in AML. * Need strong transaction monitoring and Sanctions experience. * Ideal candidate will oversee transactions in the I-bank and private bank. * OFAC...

    1 day ago from VelvetJobs

  • Compliance Officer (BSA)

    Adams Consulting Group - New York City, NY

    Growing Community Bank located in Manhattan is seeking a Compliance Officer (BSA). SUMMARY Responsible ... for ensuring adherence to State & Federal regulatory compliance regarding the Bank Secrecy Act, USA Patriot Act,...

    1 day ago from ZipRecruiter

  • Control Room Compliance Officer (00811170)

    UBS Ag - Investment Bank - US - New York City, NY

    Of Control Room Americas, Compliance,Risk Management Group, New York * VP Control Room Officer * Chief Compliance ... Compliance * Fair Lending Compliance Officer * Software Developer (C++, Java and C#) * Director Compliance See more...

    20 hours ago from eFinancialCareers Ltd

  • Compliance Officer

    Ny-based Bank - Finance Industry - New York City, NY

    Qualifications - Manage a team of seven capital markets investigators/analysts. - Manage regulatory investigations and inquiries. - Review investigations and record production by analysts for completeness. - Track and address regulatory...

    1 day ago from VelvetJobs

  • Compliance Officer

    Law Firm - New York City, NY

    Serves as resource regarding the KYC/AML compliance process and procedures ... Updates departmental and Firm documentation relating to the KYC/AML compliance process and procedures...

    1 day ago from ZipRecruiter

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