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Compliance Officer jobs - Garden City, NY

Viewing 1 - 10 of 6,348 jobs

  • Compliance Officer ICG AML Advisory TTS (Treasury Trade)

    Citi - Jersey City, NJ

    in the development, update and approvals of AML and Compliance Policies, Product Approval Programs and New ... with the ability to interact effectively with Advisory Compliance Officers globally and other Business and...

    20 days ago from Citi

  • Compliance Manager - Regulatory

    Popular Community Bank - New York City, NY

    affected by compliance risks. •Manage Compliance Training Program. •Maintain Risk Assessments, ensuring ... ACADEMIC BACKGROUND AND EXPERIENCE: BA or BS required; minimum of 7 years of experience in bank compliance/compliance ma...

    30+ days ago from Popular Community Bank

  • Chief Compliance Officer/ Senior Vice President

    Efinancial Careers - New York City, NY

    Maintain and update the Compliance framework that protects the investment bank Develop and draft Compliance policies and ... Degree Educated At least 10 - 15 years compliance experience Series 7, 24 FINRA exams minimum CCO...

    21 days ago from eFinancial Careers

  • Vice President, Investment Banking and Market Surveillance Compliance Officer

    Mitsubishii UFJ Financial Group - New York City, NY

    and statistical analysis to identify potential compliance issues Preparation of management information reporting ... Job : Risk & Compliance Primary Location : NEW YORK-New York Shift*: Day...

    8 days ago from Mitsubishii UFJ Financial Group

  • Audit and Compliance Officer

    Somnia Anesthesia - New Rochelle, NY

    and compliance matters. COMPLIANCE: •   Establish compliance policies based in accordance with the Company's ... •   Conduct investigations of alleged violations of compliance to ensure that compliance issues/concerns within the Co...

    1 day ago from HEALTHeCAREERS Network

  • Regulatory Developments Compliance Officer

    Compliance Search Group - New York City, NY

    Regulatory Developments Compliance Officer A global investment bank seeks a Regulatory Developments Compliance Officer ... and developing or working with other Compliance officers to develop Compliance policies. Qualifications • 10+ years...

    1 day ago from TheLadders.com

  • Senior Compliance Officer, Investment Manager Due Diligence

    Efinancial Careers - New York City, NY

    Senior Compliance Officer, Investment Manager Due Diligence The role will be responsible for performing compliance due ... to hire a Senior Compliance Officer with 7-10+ years of experience conducting operational due-diligence on investment...

    30+ days ago from eFinancial Careers

  • Compliance Officer

    Investment Bank - Finance Industry - New York City, NY

    Prominent Investment Bank seeking a Compliance Officer - Ensure compliance with current and impending ... and written supervisory policies and procedures. - Assist Compliance Team in developing a comprehensive cross-business...

    23 hours ago from VelvetJobs

  • Senior Compliance Officer ICG Testing Manager

    Citi - Jersey City, NJ

    The Senior Control Officer - Testing Manager will assist in the preparation and execution of the annual Compliance Testi ... participating in Compliance reviews; and managing the Compliance testing team including employee assignments,...

    23 days ago from Citi

  • Vice President, Corporate Compliance - Business Line Compliance Officer

    Mitsubishii UFJ Financial Group - New York City, NY

    compliance-related matters as outlined in the Compliance Officer/Compliance Liaison Officer Appointment Letter. ... compliance issues raised by bank regulators, IAOA and Compliance Testing. Coordinate the implementation of corrective...

    25 days ago from Mitsubishii UFJ Financial Group

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