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Compliance Officer jobs - Florham Park, NJ

Viewing 1 - 10 of 5,804 jobs

  • Chief Financial Officer (CFO)

    Shredz - Jersey City, NJ

    and negotiations, investor relationships and partnership compliance and private and institutional financing. ... tracking of key performance indicators * Ensure full SOX compliance for all key controls in the area of responsibility...

    30+ days ago from Shredz

  • Senior Compliance Officer-Global Marketing Review

    Compliance Search Group - New York City, NY

    firm seeks a Senior Compliance Officer who will serve as a compliance global liaison for marketing review while ... placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's...

    3 days ago from The Ladders

  • Compliance Officer AML Advisory ICG Corporate and Investment Banking (IB) Capital Markets Origination (CMO) Issuer Services (IS)

    Citi - Jersey City, NJ

    Relationship Managers, Legal, Sanctions Team, and Local AML Compliance Officers in respect of AML deal reviews ... with the ability to interact effectively with Advisory compliance officers globally and other business and...

    30+ days ago from Citi

  • Healthcare Compliance Officer

    Compliance Search Group - New York City, NY

    of such compliance. The individual will research applicable compliance requirements; provide compliance advice and ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    3 days ago from The Ladders

  • Compliance Officer Capital Markets and Alternative Investments |

    Compliance Search - New York City, NY

    Qualifications Include: Minimum of 7 years relevant compliance experience, preferably at a major national or ... fixed income or equity trading desksA Global bank seeks a Compliance Officer who will be responsible for Capital...

    30+ days ago from Doostang

  • Senior Compliance Associate

    Robert Half International - New York City, NY

    ROLE The Senior Compliance Associate will join the firm’s compliance team in the assessment, development, ... to providing SEC Exam support and outsourced Chief Compliance Officer (CCO) functions. Primary Responsibilities:...

    2 days ago from eFinancial Careers

  • Chief Nursing Officer

    Archcare - New York City, NY

    and procedures to ensure the following: continuous compliance with accreditation and regulatory guidelines; ... (NYSDOH). Experience with health care inspections and compliance programs. Proven ability to lead and manage a...

    30+ days ago from ArchCare

  • Mortgage Loan Officer- Distributed Sales

    Capital One - Fairfield, NJ

    mortgage industry? As a Senior Associate, Mortgage Loan Officer, Distributed Sales, you will partner closely with ... Mortgage Licensing System (NMLS) in compliance with the Secure and Fair Enforcement for Mortgage Licensing Act...

    4 days ago from Capital One

  • Senior Compliance Officer, Surveillance

    Finra Member Broker-dealer - New York City, NY

    Position Description :The Compliance Officer will conduct surveillance as well as testing of the Firm's policies and ... Minimum 3-5 years FINRA Member Broker-Dealer tenure as a Compliance Officer. May consider Registered Investment...

    3 hours ago from StartWire

  • VP of Engineering - Startup Experience, Management, iOS

    Cybercoders - New York, NY

    characteristic protected by law. Your Right to Work – In compliance with federal law, all persons hired will be required to verify identity and eligibility to work in the United States and to complete the required employment eligibility...

    30+ days ago from CyberCoders