Compliance Officer jobs - Florham Park, NJ

Viewing 1 - 10 of 5,950 jobs

• Marketing Compliance Officer

  UBS - Weehawken, NJ

  The role is for a Director Level Compliance Officer to provide dedicated support to the Firm's marketing department with ... also needs to have experience reviewing marketing material in either a supervisory or Compliance capacity.

  3 days ago from Monster

• Securities Compliance Officer - VP

  Compliance Search Group - New York, NY

  Securities Compliance Officer - VP Knowledge of broker dealer products and services including equities, fixed income, ... banking, underwriting and M&A. Securities compliance officer will advise on the regulatory and compliance aspects...

  3 days ago from TheLadders.com

• Compliance Officer

  Leading Medical and Pharmaceutical Company - Newark, NJ

  compliance audit focus activities Requirements of US Compliance Officer: Graduate degree, MBA or Law degree ... business experience Must have experience working as a Compliance Officer for a Pharma, Biotech, or Medical Device...

  30+ days ago from IvyExec

• Compliance Officer/Department Head

  Bank of Communications - New York, NY

  Compliance Department Head with day-to-day compliance responsibilities as defined in the NYB Compliance Department ... compliance tasks assigned in accordance with the Branch's Compliance Program and BSA/AML/OFAC Compliance Program...

  16 hours ago from Doostang

• Trading & Liquidity Compliance Officer - Vice President

  ACT Consulting - New York, NY

  vehicles, and the industry-leading iShares ETFs The Legal & Compliance team oversees the Firms compliance with ... routine examinations. * Provide assistance in administering compliance training program including preparation and...

  1 day ago from PostJobFree

• Fixed Income Compliance Officer -Rates

  JPMorgan Chase - New York, NY

  Title: Fixed Income Compliance Officer -Rates Location: US-NY-New York-383 Madison Avenue (BSC) / 41039 Job Number: ... Compliance Department is seeking an experienced compliance officer or attorney to join its Fixed Income Compliance...

  14 hours ago from Beyond

• Senior Compliance Officer - Buy Side

  Rockwood Search Associates - New York, NY

  currently looking for a Senior Compliance and Control Room Officer to work directly with and report to the CCO /General ... to ws@rockwood-search.com. Please put your Name and "Compliance Officer" in the subject line and attach your...

  15 days ago from ZipRecruiter

• Sr Compliance Officer

  HSBC - New York, NY

  Title: Sr Compliance Officer Location: North America-United States-New York-New York Job Number: 00002RFS Maintains ... compliance training programs To discharge the (Compliance Officer) accountabilities set out in the Compliance Officer...

  3 days ago from Bright.com

• Senior Compliance Officer Transaction Monitoring Operations

  J.P. Morgan Chase - New York, NY

  Crimes Compliance (GFCC) team is part of The Global Compliance Regulatory Management department which is ... the firm restructured Corporate Anti-Money Laundering (AML) Compliance to consolidate the administration of three...

  4 days ago from JobHat

• Capital Markets Compliance Officer

  Robert Half Finance & Accounting - New York, NY

  Markets Compliance officer to join their Advisory Markets Compliance team. The Capital Markets Compliance officer must ... Emerging Markets, or Swaps Dealers. The Markets Compliance Officer will be responsible for but not limited...

  13 hours ago from Beyond