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Compliance Officer jobs - Florham Park, NJ

Viewing 1 - 10 of 3,748 jobs

  • Director of Budget and Grant Compliance

    Union For Reform Judaism - New York City, NY

    develop inspired leadership. Director of Budget and Grant Compliance The URJ’s budget of approximately $80 million ... proposals and reports. • Monitor grant compliance and flag grants that are not tracking according to budget. • Monitor...

    1 day ago from Union for Reform Judaism

  • Compliance Officer – Trading Surveillance

    Robert Half International - New York City, NY

    Robert Half Financial Services is searching for a Compliance Officer with trading desk surveillance experience. The successful candidate will join and international capital markets firm and support monitoring and surveillance of firm...

    6 days ago from eFinancial Careers

  • Equity Compliance Officer

    Robert Half International - New York City, NY

    recruiting for an Equity Compliance Officer role within a well-established International Broker. Our client ... Officer. Primary Responsibilities: • Provide real-time compliance advice to senior management and sales trading...

    25 days ago from eFinancial Careers

  • Assistant VP - Controls & Procedures - Sanctions Compliance Officer - AML Bank Monitoring

    Compliance Search Group - Jersey City, NJ

    as well as facilitating projects and maintaining sanctions compliance policies and procedures. This individual will ... meetings • Prepare and maintain sanctions compliance procedures • Consolidate and maintain Group sanctions policies...

    30+ days ago from The Ladders

  • VP Supply Chain Operations

    HCA Healthcare - West Orange, NJ

    ensure that corrective actions are initiated to ensure compliance and continuous improvement. * Support the Supply Chain VP in minimizing overall costs and maximizing the savings and benefits attributable to implementation of the Supply...

    18 days ago from HCA Healthcare

  • Senior Compliance Officer Private Bank

    Citi - Jersey City, NJ

    DescriptionCPB, Senior Compliance Officer responsible for the regulatory review of all public-facing investment-related ... Qualifications7+ years of relevant experience in financial/compliance industryBachelors degreeSeries 7 and 24...

    18 days ago from Citi

  • Transaction-Based Regulatory Reporting Compliance Officer Associate Director

    Compliance Search Group - New York City, NY

    and the Asia-Pacific region PURPOSE The firm’s Equity Compliance team provides advisory compliance services to the ... in compliance, consulting, operational risk, IT systems security, business process management, or financial...

    18 days ago from The Ladders

  • Compliance Officer - Investment Advisory

    Michael Page International - US - Newark, NJ

    will report to the Chief Compliance Officer, supporting all compliance process and strategy for the business. ... ERISA, FCPA and FINRA Job Offer Base + Bonus + Benefits Compliance Officer role at a large asset management...

    30+ days ago from eFinancial Careers

  • Markets Compliance Officer

    Advantage Xpo - New York City, NY

    Providing regulatory/compliance training as needed ... Ability to make, support and defend difficult and complex regulatory/compliance decisions in a fast-paced trading floor...

    6 days ago from ZipRecruiter

  • PMO - Compliance & Regulatory / NYC

    Atyeti - New York, NY

    Recognition Inc. 500 5000 Honoree Company for 2012 , 2013, 2014 and 2015 Atyeti Ranks No. 270 on the 2012 Inc. 500 List 2012 NJ 50 Fastest Growing Companies Please email resumes to subashri.sankaran(at) Call 609-921-8494 Client...

    15 hours ago from Dice