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Compliance Officer jobs - Edison, NJ

Viewing 1 - 10 of 5,978 jobs

  • Compliance Officer Treasury and Trade Services

    Citi - Jersey City, NJ

    compliance issues to Compliance colleagues globally TTS NAM Compliance seeks a seasoned compliance professional with a ... including AML Compliance, In-Business Risk, Legal, Compliance Testing, Audit, and cross-sector control...

    5 days ago from Citi

  • Compliance Officer - Buy Side

    Efinancial Careers - New York City, NY

    compliance matters • Assisting with updates to compliance policies and procedures • Monitoring records retention ... authorities • Assisting with the firm compliance reviews • Assisting with regulatory and compliance research •...

    7 days ago from eFinancial Careers

  • Advertising Compliance Officer

    Compliance Search Group - Jersey City, NJ

    Advertising Compliance Officer An investment management seeks an Advertising Compliance Analyst who will be responsible ... of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the...

    27 days ago from The Ladders

  • VP/Director Fixed Income Compliance Officer

    Infinity Consulting Solutions - New York City, NY

    Fixed Income Compliance VP/Director Responsibilities: Primary responsibilities are responding to compliance inquiries fr ... Responsibilities Contd: Train Capital Markets Personnel on Compliance Matters Conduct training on various compliance/reg...

    8 days ago from CareerBuilder

  • Senior Compliance Officer Market Surveillance FX

    Citi - Jersey City, NJ

    * Market Surveillance provides independent compliance coverage for the Equities, Fixed Income, ... 3+ years of experience in capital markets or securities compliance. * The candidate should have strong regulatory,...

    6 days ago from Citi

  • Investment Management Compliance Officer

    Compliance Search Group - New York City, NY

    Management Compliance but will work daily with the Chief Compliance Officer Responsibilities: • Oversight of the ... investment adviser to enhance the Chief Compliance Officer’s 38a-1 and 206(4)-7 annual certification(s) • Work...

    4 days ago from eFinancial Careers

  • Regulatory Relations - Compliance Officer VP

    Compliance Search Group - Jersey City, NJ

    Regulatory Relations-Compliance Officer VP A Financial Services Firm seeks a VP-Level Regulatory Relations-Compliance ... professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    27 days ago from The Ladders

  • Chief AML Compliance Officer

    Efinancial Careers - New York City, NY

    • Provide backup to general AML compliance functions such as surveillance reviews, section 312 reviews and due ... Officer for their Anti-Money Laundering Division. The Successful Candidate will report to the Chief Compliance...

    12 days ago from eFinancial Careers

  • AML Global Risk Compliance Officer - Director

    Access Staffing - New York City, NY

    Knowledge/ Experience required 12 + yearsexperience in AML, Risk Management or Compliance experience in the banking sect ... Strong understanding of US Regulatory framework and related compliance/ risk management/regulatory experience Leadership...

    19 days ago from The Ladders

  • Compliance Officer

    Robert Half International - New York City, NY

    Officer with experience at an Asset Management firm. The Compliance Officer will review and analyze sales literature ... work very closely with Business Development. Description - Compliance Officer will review and analyze sales literature...

    13 days ago from eFinancial Careers

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