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Compliance Officer jobs - Edison, NJ

Viewing 1 - 10 of 6,026 jobs

  • Corporate Chief Security Officer

    New York City, NY

    the Enterprise and is responsible for overall Enterprise Compliance. In addition, the CSO is responsible for review ... and ongoing monitoring of and reporting on Enterprise-wide compliance with information security standards and policies.

    1 day ago exclusively on BusinessWeek

  • Senior Compliance officer- Investment Manager (00818864)

    National Recruiting Group - New York City, NY

    Asset Management Compliance * Broker Dealer Compliance Officer * Regulatory Compliance Officer * Compliance Officer - ... VP Equity Sales & Trading Compliance Officer * Chief Compliance Officer * Control Room Compliance Officer See more...

    3 days ago from eFinancialCareers Ltd

  • Compliance Officer - Swap Dealer Testing

    Compliance Search Group - New York City, NY

    Compliance Officer – Swap Dealer Testing A top-tier bank seeks two swap Dealer Testing Compliance Officer who will join ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    5 days ago from TheLadders.com

  • Compliance Officer -Alternatives Investments |

    Compliance Search - New York City, NY

    Qualifications include: Bachelors degreeProvide advisory Compliance support to the Alternatives businesses which offer ... through a variety of investment structures; Represent Compliance in the new product approval process which...

    30+ days ago from Doostang

  • Regulatory and Compliance Officer VP

    Compliance Search Group - New York City, NY

    Regulatory and Compliance Officer VP An Institutional brokerage firm seeks a Securities Regulatory and Compliance ... Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    4 days ago from TheLadders.com

  • Compliance Officer

    Bank In New York City - Finance Industry - New York City, NY

    years of experience. * Leadership role in Bank Regulatory Compliance in a major financial institution.* Exposure to US ... Assist in providing training on Bank Regulatory Compliance issues.* Assist in providing training on IB and...

    6 days ago from VelvetJobs

  • KYC Compliance Officer

    Guggenheim - New York City, NY

    Investments is seeking an exceptional KYC Compliance Officer to join its growing Institutional Compliance KYC ... and other divisions of the firm. The KYC Compliance Officer position is located in New York. SPECIFIC...

    1 day ago from ZipRecruiter

  • Regulatory Compliance and Communications Officer (00816107)

    Michael Page International - US - New York City, NY

    Compliance * Regulatory Compliance Officer * Chief Compliance Officer - Foreign Banking * Chief Compliance ... Regulatory Compliance Officer-New York * Senior Compliance Officer- multiple openings * Compliance Officer * Compliance...

    7 days ago from eFinancialCareers Ltd

  • Senior Compliance Officer

    Bank In New York City - Finance Industry - New York City, NY

    Qualifications* Bachelors degree in finance, economics, or a related field.* 8 plus years of compliance and/or regulator ... of any necessary improvements.* Determine material non-compliance risks related to the company's relevant...

    6 days ago from VelvetJobs

  • Chief Compliance Officer

    International Market Recruiters - New York City, NY

    located in New York, NY, is seeking a Chief Compliance Officer to provide guidance in product development and ... bank. Individual will oversee all components of the US Compliance program and serve as point person on global...

    8 days ago from ZipRecruiter

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