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Compliance Officer jobs - Brooklyn, NY

Viewing 1 - 10 of 2,903 jobs

  • Lending and Compliance Officer (00816104)

    Michael Page International - US - New York City, NY

    Lending and Compliance Officer * Salary: Competitive base, bonus and benefits * Location: New York, NY, USA * Job Type: ... on: 18 Aug 14 National financial institution The Compliance Officer will be responsible for: *Directing and overseeing...

    4 days ago from eFinancialCareers Ltd

  • Junior Compliance Officer

    Global - New York City, NY

    Junior Compliance Officer A Global investment bank is in search of a compliance officer with roughly 3 years experience ... team. This role will report up to the chief compliance officer. As one of the lead examiners you will be...

    2 days ago from TheLadders.com

  • Compliance Officer Surveillance

    Citi - Jersey City, NJ

    Description Market Surveillance provides independent compliance coverage for the Equities, Fixed Income, Commodities/Fut ... 5+ years of experience in capital markets or securities compliance. The candidate should have strong regulatory,...

    5 days ago from Citi

  • Legal & Compliance Officer

    New York City, NY

    As Legal Compliance Officer you will be primarily responsible for ensuring that the company s business complies with ... compliance efforts whilst you work closely with the Legal Compliance team at the Amsterdam officeRequirements...

    1 day ago from IvyExec

  • Compliance Officer

    Bank - Finance Industry - New York City, NY

    Qualifications - Manage a team of seven capital markets investigators/analysts. - Manage regulatory investigations and inquiries. - Review investigations and record production by analysts for completeness. - Track and address regulatory...

    2 days ago from VelvetJobs

  • Compliance Officer....Volcker Rule.......NYC

    Choice Associates - New York City, NY

    should meet the following criteria: Act as the designated Compliance point person for the bank’s Volcker Rule working ... Desired Skills: • Bachelors degree; • 10 plus years compliance experience with major investment or commercial bank or...

    6 days ago from ZipRecruiter

  • Sales & Trading Compliance Officer New York (00804507)

    Hogarth Davies - New York City, NY

    Hogarth Davies * Updated on: 14 Aug 14 Experienced Compliance Officer is required to work with a high profile ... institution seeking an experienced Compliance Officer to work with a high profile Front Office Business,...

    4 days ago from eFinancialCareers Ltd

  • Compliance Officer Exam Management

    Citi - New York

    of regulatory exams impacting Global Compliance, AML Compliance and other control functions and business line, ... Compliance Testing. * Coordinate with regional advisory Compliance teams, Legal, Operations, Technology, Risk and...

    5 days ago from Citi

  • Assistant Compliance Officer

    Financial Services Institution - Finance Industry - Astoria, NY

    in Queens, NY on behalf of their Assistant Compliance Officer role. This person will primarily come out ofthe regulatory compliancespace with 3 + years of experience from a bank or financial services setting. Candidate must be familiar...

    2 days ago from VelvetJobs

  • Compliance Officer ICG Testing

    Citi - Jersey City, NJ

    In addition to strong audit/compliance and analytical skills, the candidate should have a strong background and understa ... Leading small to medium sized teams in audits/compliance reviews is a plus...

    5 days ago from Citi

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