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Compliance Officer jobs - Brooklyn, NY

Viewing 1 - 10 of 1,366 jobs

  • Compliance Officer - Surveillance

    Compliance Search Group - New York, NY

    A major global bank is seeking a Surveillance Compliance Officer. The primary responsibility of this position is to ... for working with colleagues in Retail Investments Compliance, technology, business supervisors and Branch...

    5 days ago from The Ladders

  • Director Internal Audit

    Interactive Data - New York, NY

    functions, including portfolio valuation, regulatory compliance, risk management, electronic trading and wealth ... activities SOX Compliance: Manage the Company’s SOX compliance testing program including scoping, risk assessment,...

    4 days ago from Interactive Data

  • Senior Compliance Officer - Retail Surveillance

    Compliance Search Group - New York, NY

    A major global bank is seeking a Senior Compliance Officer, specifically in Retail Surveillance. Retail Surveillance ... the analyst will be responsible for working with Product Compliance, technology, business supervisors and Branch...

    5 days ago from The Ladders

  • Anti-Money Laundering Compliance Officers Needed

    Roth Staffing - New York, NY

    Job Description Adams & Martin Group is seeking several Compliance Officers to work in the Financial Crimes Department. ... and/or MBA preferred. 2. 5 to 8 years of Financial Services Compliance experience including experience working with...

    14 days ago from Roth Staffing

  • PMO - Compliance & Regulatory / NYC

    Atyeti - New York, NY

    Recognition Inc. 500 5000 Honoree Company for 2012 , 2013, 2014 and 2015 Atyeti Ranks No. 270 on the 2012 Inc. 500 List 2012 NJ 50 Fastest Growing Companies Please email resumes to subashri.sankaran(at) Call 609-921-8494 Client...

    17 hours ago from Dice

  • Compliance Officer/Analysis

    Adecco - Jersey City, NJ

    and finance professionals is currently recruiting for a Compliance Analyst/Manager job in Jersey City NJ.Review ... personnel to document data issues and raise them to Compliance IT. Review customer informaton files from all...

    5 days ago from ZipRecruiter

  • Compliance Associate

    Robert Half Finance & Accounting - New York, NY

    Ref ID: 02944-104064 Classification: Compliance Officer Compensation: DOE Robert Half Financial Services is recruiting ... experience in corporate & investment banking areas. The Compliance Associate will review trade reports and escalate...

    10 days ago from CareerBuilder

  • Senior Compliance Officer - Market Surveillance

    Compliance Search Group - New York, NY

    A Major Global bank seeks a Senior Compliance Officer, Market Surveillance who will be responsible for providing ... candidate will work alongside specialists in Product Compliance, the sales and trading business, technology and...

    5 days ago from The Ladders

  • CIB Officer/AVP, Compliance Testing

    Mizuho Bank - New York, NY

    legal risk, and the Compliance function, which manages compliance and regulatory risk. Principal Duties and ... framework. Review and understand the offices’ Compliance Committee Minutes. Participate in the Compliance...

    2 days ago from eFinancial Careers

  • Chief Compliance Officer

    New York, NY

    compliance Policies and Procedures and report to the Chief Compliance Officer / General Manager, International Division ... auditing controls or auditing matters and/or US regulatory compliance. dd) To act as designated CRA Compliance Officer...

    10 days ago from CareerBuilder