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Compliance Officer jobs - Brooklyn, NY

Viewing 1 - 10 of 1,531 jobs

  • Junior Business Line Compliance Officer, Associate - Bilingual Japanese skills required

    MUFG - New York City, NY

    respectively Track regulatory changes impacting compliance programs, summarize changes and communicate changes to ... required Minimum of 3-5 years of work experience in compliance and/or risk-management related fields. International...

    7 days ago from Mitsubishi UFJ Financial Group

  • Senior Compliance Officer, Asset Management Division (Global Investment Bank)

    Compliance Search Group - New York City, NY

    will provides compliance support and guidance to the chief compliance officer on issues involving the Investment ... Perform filings with FINRA. Work closely with the Chief Compliance Officer of the Asset Management Division to...

    5 days ago from eFinancial Careers

  • Compliance Testing (Volker Rule/Dodd Frank)-Vice President

    MUFG - New York City, NY

    group. *Monitor the level of compliance risk, compliance issues and compliance weakness by reviewing ... risk. *Coordinate with the business units and Compliance Officers/BLCOs to ensure the Risk Assessment is applied...

    5 days ago from Mitsubishi UFJ Financial Group

  • Compliance Officer

    Access Staffing - New York City, NY

    global Banking conglomerate seeks for expanding divisions; Compliance Associate and Compliance Officer. Must have ... outside legal counsel to provide expertise on regulatory compliance matters. Assess and measure compliance and related...

    13 days ago from The Ladders

  • SVP Compliance Monitoring and Testing

    APA International Placement Consultants - New York City, NY

    Responsibilities: Implement the compliance monitoring and testing strategy of the bank. Enhance compliance monitoring ... reports. Other projects as directed by the Chief Compliance Officer. Qualifications: 12+ years’ experience in...

    19 hours ago from eFinancial Careers

  • Chief Compliance Officer

    Compliance Search Group - New York City, NY

    Chief Compliance Officer A registered investment adviser firm seeks a Chief Compliance Officer who will be responsible ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    12 days ago from The Ladders

  • PMO - Compliance & Regulatory / NYC

    Atyeti - New York, NY

    Recognition Inc. 500 5000 Honoree Company for 2012, 2013 and 2014 Atyeti Ranks No. 270 on the 2012 Inc. 500 List 2012 NJ 50 Fastest Growing Companies Please email resumes to subashri.sankaran(at)atyeti.com Call 609-921-8494 Client...

    1 day ago from Dice

  • VP Regulatory Risk and Compliance

    APA International Placement Consultants - New York City, NY

    Strong knowledge of compliance risk management/internal control best practices ... a plus (FED, OTC, etc.) as well as Chief Compliance Officer roles at comparable banks. Leadership Qualities...

    4 days ago from eFinancial Careers

  • Analyst - Compliance & Customer Onboarding

    MUFG - New York City, NY

    including AML/BSA/KYC/OFAC; derivative sales market compliance; corporate compliance; transaction monitoring and ... issue Obtain necessary approvals from CoDA, Global Compliance and account officers for KYC MLRA Decision Memoranda and...

    7 days ago from Mitsubishi UFJ Financial Group

  • Chief Compliance Officer - Investment Advisor

    Compliance Search Group - New York City, NY

    Chief Compliance Officer- Investment Advisor A large successful asset management firm seeks a Chief Compliance Officer ... compliance role(s), preferably as the Chief Compliance Officer or equivalent senior compliance experience with a focus...

    13 days ago from The Ladders