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Compliance Officer jobs - Brooklyn, NY

Viewing 1 - 10 of 6,180 jobs

  • Compliance IT Support Team Manager -VP

    MUFG - Jersey City, NJ

    following: Bank Secrecy Act, Anti-money laundering compliance, general compliance and/or risk based compliance, ... of technology and best practices in the compliance field Excellent organizational skills and ability to...

    30+ days ago from Mitsubishi UFJ Financial Group

  • Senior Compliance Officer

    Efinancial Careers - New York City, NY

    14 a plus) Experience with all aspects of Broker/ Dealer compliance helpful. Responsibilities Include: Real time ... Dealer is seeking a Compliance Officer to oversee the Trading activities and manage Firm Risk and Regulatory...

    25 days ago from eFinancial Careers

  • Chief Compliance Officer

    Robert Half International - New York City, NY

    Half Financial Services is currently recruiting for a Chief Compliance Officer (CCO) role within a Regional Retail Bank, ... Compliance Officer (CCO) will be responsible for overall compliance and regulatory oversight of all business lines,...

    2 days ago from eFinancial Careers

  • Loan Officer

    Loan Depot - Cranford, NJ

    get the job done. * Complete understanding of the legal, compliance and Investor requirements of residential mortgage products including conforming, alternative and government programs. * Proficiency in various computer software programs...

    10 days ago from Loan Depot

  • Global Markets Risk Officer - Vice President

    MUFG - New York City, NY

    Branch. Responsible for assisting the Senior Risk Officer – NY (SRO-NY) with evaluating new risk management and ... SME, including: Working with partners in Compliance, Legal, Operations and Systems to coordinate responses to...

    30+ days ago from Mitsubishi UFJ Financial Group

  • Senior Compliance Officer

    Compliance Search Group - New York City, NY

    Senior Compliance Officer A Top Tier, Investment Management Firm, has an excellent opportunity for a Senior Compliance ... with the Chief Compliance Officer (CCO) and other Senior Compliance Officers. Responsibilities include -Creating and...

    8 days ago from The Ladders

  • Deputy / Chief Compliance Officer

    Compliance Search Group - New York City, NY

    A wealth management practice seeks a Deputy/Chief Compliance Officer who will be responsible for combining expertise, ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    2 days ago from The Ladders

  • Chief Compliance Officer - Asset Management

    Efinancial Careers - New York City, NY

    Chief Compliance Officer / Head of Operational Risk Company Description: Our client is a multi-billion dollar ... Chief Compliance Officer with 7 - 10+ years of compliance experience within the asset management industry. A JD and...

    30+ days ago from eFinancial Careers

  • SVP Compliance Officer

    Robert Half International - New York City, NY

    The SVP Compliance Officer must have experience of Monitoring, Testing, Risk Assessment and Foreign Banking Laws/Regulat ... projects as directed by the Chief Compliance Officer. Qualifications/Requirements • 12+ years’ experience in...

    8 days ago from eFinancial Careers

  • Senior Compliance Officer Private Bank (Deputy Head Core and Sales Origination Compliance Officer for CPB NAM and LATAM)

    Citi - Long Island City, NY

    compliance issues. Assisting the Business with identifying compliance risk and integrating legal/regulatory compliance ... York,New YorkEducation: Bachelor's DegreeJob Function: Compliance and ControlTravel Time: Yes, 10 % of the TimeJob...

    4 days ago from Citi

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