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Compliance Officer jobs - Bronx, NY

Viewing 1 - 10 of 6,367 jobs

  • Electronic Trading Compliance Officer

    Compliance Search Group - New York City, NY

    Electronic Trading Compliance Officer A global investment bank seeks an electronic compliance professional who will be ... track record of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with...

    7 days ago from The Ladders

  • Fixed Income Compliance Officer

    Jcw Search - New York City, NY

    trade exception reports and trading activity to ensure compliance with appropriate rules, regulations and firm ... They are looking to recruit a fixed income trading compliance officer with proven experience to help the firm...

    16 hours ago from eFinancial Careers

  • Vice President, Corporate Compliance - Business Line Compliance Officer

    Mitsubishii UFJ Financial Group - New York City, NY

    compliance-related matters as outlined in the Compliance Officer/Compliance Liaison Officer Appointment Letter. ... compliance issues raised by bank regulators, IAOA and Compliance Testing. Coordinate the implementation of corrective...

    30+ days ago from Mitsubishii UFJ Financial Group

  • Chief Compliance Officer for the Asset Management Divis

    Compliance Search Group - New York City, NY

    Chief Compliance Officer for the Asset Management Division of a Boutique Investment Bank Our client is a high-end, ... Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    7 days ago from The Ladders

  • Compliance Officer -Alternatives Investments

    Compliance Search - New York City, NY

    Responsibilities Include: Provide advisory Compliance support to the Alternatives businesses which offer investment ... through a variety of investment structures; Represent Compliance in the new product approval process which...

    11 hours ago from Doostang

  • Chief Compliance Officer

    Adams Consulting Group - New York City, NY

    activity area of central New Jersey Job Description: Chief Compliance Officer Responsible for compliance related ... to mitigate compliance risk. Develops and implements a compliance monitoring program. Ensures that the company has...

    8 days ago from ZipRecruiter

  • Compliance Officer

    Human Resources Focused Consulting Firm - New York City, NY

    Compliance Officer role at an established buy side firm based in New York City, with a focus on advisory compliance. ... including documenting changes, monitor the firms compliance calendar and ensure all compliance deliverables...

    13 hours ago from IvyExec

  • Compliance Officer

    Bank/broker Dealer - Finance Industry - New York City, NY

    for Letters of Credit Job Description * Looking for a compliance officer for Trade Finance (Letters of Credit) * Background with AML * Risk experience - See more at:...

    6 days ago from VelvetJobs

  • Senior Compliance Officer

    Metro Search Partners - New York City, NY

    within Global Markets business. Ensure that regulatory compliance is integrated into the day-to-day operational ... compliance obligations. Work with other specialist compliance subject matter experts, eg Divisional Risk, Legal,...

    3 days ago from ZipRecruiter

  • Volcker Rule Compliance Officer

    Compliance Search Group - New York City, NY

    Volcker Rule Compliance Officer A global bank seeks a Volker Rule Compliance Officer who will be responsible becoming ... hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    7 days ago from The Ladders

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