Compliance Officer jobs - Bronx, NY

Viewing 1 - 10 of 5,967 jobs

• Marketing Compliance Officer

  UBS - Weehawken, NJ

  The role is for a Director Level Compliance Officer to provide dedicated support to the Firm's marketing department with ... also needs to have experience reviewing marketing material in either a supervisory or Compliance capacity.

  2 days ago from Monster

• Securities Compliance Officer - VP

  Compliance Search Group - New York, NY

  Securities Compliance Officer - VP Knowledge of broker dealer products and services including equities, fixed income, ... banking, underwriting and M&A. Securities compliance officer will advise on the regulatory and compliance aspects...

  2 days ago from TheLadders.com

• Compliance Officer

  Leading Medical and Pharmaceutical Company - Newark, NJ

  compliance audit focus activities Requirements of US Compliance Officer: Graduate degree, MBA or Law degree ... business experience Must have experience working as a Compliance Officer for a Pharma, Biotech, or Medical Device...

  30+ days ago from IvyExec

• OFAC Sanctions Senior Compliance Officer

  MJ Boyd Consulting - New York, NY

  They are looking for someone to join their Compliance group with a strong background in OFAC/Sanctions ... across client business lines Assess anti-money laundering compliance programs and implement solutions Conduct enhanced...

  8 hours ago from TheLadders.com

• Trading & Liquidity Compliance Officer - Vice President

  ACT Consulting - New York, NY

  vehicles, and the industry-leading iShares ETFs The Legal & Compliance team oversees the Firms compliance with ... routine examinations. * Provide assistance in administering compliance training program including preparation and...

  2 hours ago from PostJobFree

• Chief Compliance Officer

  Newco - New York, NY

  The Chief Compliance Officer will be responsible for the day-to-day oversight of all firm operations and compliance poli ... technology, and finance. The Head of Operations/ Chief Compliance Officer will also prepare daily and periodic...

  30+ days ago from Doostang

• Senior Compliance Officer AML Testing Consumer

  JPMorgan Chase - New York, NY

  Title: Senior Compliance Officer AML Testing Consumer Location: US-NY-New York-277 Park Avenue / 03363 Job Number: ... General Responsibilities This position is responsible for conducting or assisting with AML/Sanctions compliance testing...

  3 days ago from Beyond

• Senior Compliance Officer - Buy Side

  Rockwood Search Associates - New York, NY

  currently looking for a Senior Compliance and Control Room Officer to work directly with and report to the CCO /General ... to ws@rockwood-search.com. Please put your Name and "Compliance Officer" in the subject line and attach your...

  13 days ago from ZipRecruiter

• Bank Compliance Officer

  Kalcar - New York, NY

  Bank Compliance Officer Position Number:124016 Posting Date:2013 May 15 Location:USA - NY - New York Education:Bachelors ... procedures and surveillance tools. Skills Desired Bank Compliance or a related business unit --over 5 years and...

  4 days ago from Bright.com

• Capital Markets Compliance Officer

  Robert Half Finance & Accounting - New York, NY

  Markets Compliance officer to join their Advisory Markets Compliance team. The Capital Markets Compliance officer must ... Emerging Markets, or Swaps Dealers. The Markets Compliance Officer will be responsible for but not limited...

  2 days ago from JobHat