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Compliance Officer jobs - Berkeley Heights, NJ

Viewing 1 - 10 of 1,640 jobs

  • Junior Business Line Compliance Officer, AVP

    MUFG - New York City, NY

    respectively Track regulatory changes impacting compliance programs, summarize changes and communicate changes to ... materials Minimum of 3-5 years of work experience in compliance and/or risk-management related fields. International...

    1 day ago from Mitsubishi UFJ Financial Group

  • Senior Compliance Officer

    Efinancial Careers - New York City, NY

    14 a plus) Experience with all aspects of Broker/ Dealer compliance helpful. Responsibilities Include: Real time ... Dealer is seeking a Compliance Officer to oversee the Trading activities and manage Firm Risk and Regulatory...

    10 days ago from eFinancial Careers

  • Loan Officer

    Loan Depot - Cranford, NJ

    get the job done. * Complete understanding of the legal, compliance and Investor requirements of residential mortgage products including conforming, alternative and government programs. * Proficiency in various computer software programs...

    11 days ago from Loan Depot

  • Compliance Testing -Vice President

    MUFG - New York City, NY

    group. *Monitor the level of compliance risk, compliance issues and compliance weakness by reviewing ... risk. *Coordinate with the business units and Compliance Officers/BLCOs to ensure the Risk Assessment is applied...

    9 days ago from Mitsubishi UFJ Financial Group

  • Chief Compliance Officer

    Compliance Search Group - New York City, NY

    Chief Compliance Officer A registered investment adviser firm seeks a Chief Compliance Officer who will be responsible ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    2 days ago from The Ladders

  • Compliance Associate

    Robert Half International - New York City, NY

    obert Half Financial Services is currently recruiting for a Compliance Associate within Brokerage. Our client requires ... Summary: The Compliance Associate will report to the Chief Compliance Officer (CCO) and will be involved with a broad...

    2 days ago from eFinancial Careers

  • Compliance Officer

    Access Staffing - New York City, NY

    global Banking conglomerate seeks for expanding divisions; Compliance Associate and Compliance Officer. Must have ... outside legal counsel to provide expertise on regulatory compliance matters. Assess and measure compliance and related...

    3 days ago from The Ladders

  • PMO - Compliance & Regulatory / NYC

    Atyeti - New York, NY

    Recognition Inc. 500 5000 Honoree Company for 2012, 2013 and 2014 Atyeti Ranks No. 270 on the 2012 Inc. 500 List 2012 NJ 50 Fastest Growing Companies Please email resumes to subashri.sankaran(at) Call 609-921-8494 Client...

    2 days ago from Dice

  • Senior Compliance Officer

    Parsippany, NJ

    NJ office. Key Deliverables • Work with the Chief Compliance Officer to interpret new Advisers Act regulations ... reports. • Prepare materials for semi-annual Compliance Committee meetings (e.g., compliance reports, agendas,...

    4 days ago from IvyExec

  • Chief Compliance Officer - Investment Advisor

    Compliance Search Group - New York City, NY

    Chief Compliance Officer- Investment Advisor A large successful asset management firm seeks a Chief Compliance Officer ... compliance role(s), preferably as the Chief Compliance Officer or equivalent senior compliance experience with a focus...

    3 days ago from The Ladders