Jobs by Simply Hired

Search for Jobs

Job Title, Skills, or Company

City, State, or ZIP

Compliance Officer jobs - Berkeley Heights, NJ

Viewing 1 - 10 of 1,896 jobs

  • GIU Risk and Control Assessment Manager Sr Compliance Officer

    Citi - Jersey City, NJ

    promotes efficiency, reduces the risk, and helps ensure compliance with corporate policies, procedures, laws, and ... Bachelor's Degree * Job Function: Compliance and Control * Travel Time: Yes, 10 % of the Time * Job ID:...

    7 days ago from Citi

  • Head of Investment Management Policies and Procedures Compliance

    Compliance Search Group - New York City, NY

    Prepare the Chief Compliance Officer’s written Compliance Program Reviews (quarterly and annually) as required ... Qualifications BA/BS required, JD Preferred.• 10 plus years compliance or other applicable experience...

    2 days ago from eFinancial Careers

  • Compliance Officer I-Broker Dealer Job

    BNY Mellon - New York City, NY

    Compliance Officer I-Broker Dealer (Job Number: 1412718) BNY Mellon is a global investments company dedicated to helping ... 3-5 years relevant product/financial services and/or auditing or compliance experience preferred...

    2 days ago from eFinancial Careers

  • Futures Compliance Officer

    Michael Page International - US - New York City, NY

    to exchange and regulatory inquiries Develop and implement compliance training programs Conduct reviews of various ... trading Job Offer Base + Bonus + Benefits Derivatives compliance officer role with a specific focus on futures,...

    6 days ago from eFinancial Careers

  • SENIOR COMPLIANCE OFFICER

    BNP Paribas Investment Partners - New York City, NY

    Officer in our New York office. As a member of the Compliance team, the Senior Compliance Officer will be ... in maintaining, updating, developing and testing firm wide compliance policies and programs; managing compliance...

    11 days ago from eFinancial Careers

  • IT Security Compliance Manager (Officer level)

    Hyatt Leader - Paramus, NJ

    experience building and leading a technology security compliance program. - Must understand infrastructure technology of desktops, servers, etc. to assess, monitor and determine security on the network. - Experience performing tests of...

    2 hours ago from Dice

  • Compliance Analyst

    Judge Group - New York City, NY

    Liaise with other FIU units, Advisory, Business Compliance teams, FIU Legal, GIU and relationship managers. • Monitor ... Officer case management tool a plus but not required. • Well-developed ability to analyze and document AML business...

    5 hours ago from ZipRecruiter

  • Front Office- Senior Compliance Officer

    Rockwood Search Associates - New York City, NY

    tier Multi strategy hedge fund seeks a Front Office Senior Compliance Officer to monitor and offer guidance to ... Please put your Name and " Front Office- Senior Compliance Officer in the email subject line and attach your...

    2 days ago from ZipRecruiter

  • Compliance Risk Officer...........NYC

    Choice Associates - New York City, NY

    located on the west coast, is looking for quality senior Compliance/Risk management professionals to join its Risk ... The selected candidate should meet the following criteria: Act as the designated Compliance/Risk advisory point professi...

    3 days ago from ZipRecruiter

  • Consumer Compliance Officer - Private Banking

    Michael Page International - US - Manhattan, NY

    7-10 years relevant product/financial services and/or auditing or compliance experience preferred ... opportunities. Our client are looking to recruit a Consumer Compliance Officer - Private Banking to join their New York...

    10 days ago from eFinancial Careers

Post a Job on BusinessWeek.com

Post a Job

Reach millions of talented professionals