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Compliance Officer jobs - Berkeley Heights, NJ

Viewing 1 - 10 of 2,142 jobs

  • Compliance Officer Treasury and Trade Services

    Citi - Jersey City, NJ

    compliance issues to Compliance colleagues globally TTS NAM Compliance seeks a seasoned compliance professional with a ... including AML Compliance, In-Business Risk, Legal, Compliance Testing, Audit, and cross-sector control...

    6 days ago from Citi

  • Investment Management Compliance Officer

    Compliance Search Group - New York City, NY

    Management Compliance but will work daily with the Chief Compliance Officer Responsibilities: • Oversight of the ... investment adviser to enhance the Chief Compliance Officer’s 38a-1 and 206(4)-7 annual certification(s) • Work...

    5 days ago from eFinancial Careers

  • Digital Projects Manager - PMO/Program Manager W/Banking (Branding/rebrading Web-Sites)

    Mitchell Martin - New York City, NY

    Development Life Cycle (SDLC) and Project Life Cycle (PLC) compliance and tracking - Candidate must be extremely detailed oriented, very organized, self starter, ability to manage a variety of key tasks at same time, ability to communicate...

    17 hours ago from Dice

  • Director - Global Compliance Officer, Cell & Gene Therapy BU

    Leading Manufacturer of Semiconductors - East Hanover, NJ

    Specifically, the Global C U Integrity and Compliance Officer will be required to: Oversee and monitor the ... Compliance function, including to the Pharma Integrity and Compliance Officer. Participate as a key member of the...

    3 days ago from IvyExec

  • Bank Oversight Compliance Officer

    Morgan Stanley - Finance Industry - Florham Park, NJ

    Compliance Officer as part of the Bank’s compliance team. The Bank provides deposit and lending products and services ... WM clients. The Bank Oversight Compliance Officer will be part of a five-member field compliance team who will...

    10 days ago from VelvetJobs

  • VP/Director Fixed Income Compliance Officer

    Infinity Consulting Solutions - New York City, NY

    Fixed Income Compliance VP/Director Responsibilities: Primary responsibilities are responding to compliance inquiries fr ... Responsibilities Contd: Train Capital Markets Personnel on Compliance Matters Conduct training on various compliance/reg...

    8 days ago from CareerBuilder

  • Compliance Officer

    Law Firm - New York City, NY

    Serves as resource regarding the KYC/AML compliance process and procedures ... Updates departmental and Firm documentation relating to the KYC/AML compliance process and procedures...

    8 days ago from ZipRecruiter

  • Compliance Officer - Buy Side

    Efinancial Careers - New York City, NY

    compliance matters • Assisting with updates to compliance policies and procedures • Monitoring records retention ... authorities • Assisting with the firm compliance reviews • Assisting with regulatory and compliance research •...

    8 days ago from eFinancial Careers

  • Chief AML Compliance Officer

    Efinancial Careers - New York City, NY

    • Provide backup to general AML compliance functions such as surveillance reviews, section 312 reviews and due ... Officer for their Anti-Money Laundering Division. The Successful Candidate will report to the Chief Compliance...

    13 days ago from eFinancial Careers

  • Compliance Officer

    Robert Half International - New York City, NY

    Officer with experience at an Asset Management firm. The Compliance Officer will review and analyze sales literature ... work very closely with Business Development. Description - Compliance Officer will review and analyze sales literature...

    14 days ago from eFinancial Careers

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