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Compliance Officer jobs - Berkeley Heights, NJ

Viewing 1 - 10 of 1,514 jobs

  • Compliance Officer - Dodd Frank Testing

    Compliance Search Group - New York City, NY

    Compliance Officer – Dodd Frank Testing A global bank seeks a Compliance Testing (CT) Officer who will be responsible ... of reviews of the Institutional Client Group (ICG). The Compliance Testing (CT) Officer will provide business...

    3 days ago from The Ladders

  • Compliance Officer ICG AML Advisory

    Citi - Jersey City, NJ

    for the Relationship Managers, BSU and Local/Regional Compliance * Identification of unusual patterns that require ... City * Education: Bachelor's Degree * Job Function: Compliance and Control * Travel Time: No * Job ID:...

    3 days ago from Citi

  • Deputy Chief Compliance Officer -Investment Advisory Compliance

    AIG Financial Advisors - New York City, NY

    Advisory Representatives on their compliance responsibilities • Preparing monthly reports and other periodic ... Advanced degree (JD or MBA) and/or compliance certifications preferred...

    3 days ago from BrokerHunter.com

  • Compliance Officer

    Morningstar Credit Ratings - New York City, NY

    compliance-related projectsWe are currently seeking a Compliance Officer to support our New York officeS ... activities on those activities Assist the Designated Compliance Officer in conducting compliance related...

    3 days ago from Doostang

  • Market Surveillance Compliance Officer

    Human Resources Focused Consulting Firm - Jersey City, NJ

    Officer who will be responsible for providing independent compliance coverage for the Equities, Fixed Income, ... 3+ years of experience in capital markets or securities compliance. You should have strong regulatory, product and...

    8 days ago from IvyExec

  • Sr. Compliance Officer - EComm Surveillance

    Global Securities, Investment and Retail Banking Firm - Jersey City, NJ

    duties and reviews. Working with both business and compliance managers to resolve instances of apparent ... Qualifications To be considered for the position you will need to have: 3+ years Surveillance/Compliance experience work...

    4 days ago from IvyExec

  • Alternative Investments Compliance Officer VP

    Shulman Fleming & Partners - New York City, NY

    Experienced Compliance Officer to provide advisory Compliance support to the Alternatives Investment Teams in AWM ... products. The successful candidate will: Provide advisory Compliance support to the Alternatives businesses which offer...

    9 hours ago from ZipRecruiter

  • Sr. Asset Management Compliance Officer

    Compliance Search Group - New York City, NY

    Compliance Officer A global investment bank seeks a Senior Compliance Officer who will be responsible for ... loan origination. Responsibilities: • Provide back-up to compliance advisory coverage officer overseeing various credit...

    10 days ago from The Ladders

  • Compliance Officer ICG Testing

    Citi - Jersey City, NJ

    In addition to strong audit/compliance and analytical skills, the candidate should have a strong background and understa ... * Leading small to medium sized teams in audits/compliance reviews is a plus...

    5 days ago from Citi

  • Senior Compliance Officer Surveillance

    Citi - Jersey City, NJ

    Description Retail Surveillance provides compliance coverage for the Private Bank and Wealth Management business lines, ... the financial services industry preferably in securities compliance or Sales Practice experience working with a...

    7 days ago from Citi

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