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Compliance Officer jobs - Berkeley Heights, NJ

Viewing 1 - 10 of 1,372 jobs

  • Senior Compliance Officer-Global Marketing Review

    Compliance Search Group - New York City, NY

    firm seeks a Senior Compliance Officer who will serve as a compliance global liaison for marketing review while ... placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's...

    3 days ago from The Ladders

  • Healthcare Compliance Officer

    Compliance Search Group - New York City, NY

    of such compliance. The individual will research applicable compliance requirements; provide compliance advice and ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    3 days ago from The Ladders

  • Senior Compliance Associate

    Robert Half International - New York City, NY

    ROLE The Senior Compliance Associate will join the firm’s compliance team in the assessment, development, ... to providing SEC Exam support and outsourced Chief Compliance Officer (CCO) functions. Primary Responsibilities:...

    2 days ago from eFinancial Careers

  • Senior Compliance Officer, Surveillance

    Finra Member Broker-dealer - New York City, NY

    Position Description :The Compliance Officer will conduct surveillance as well as testing of the Firm's policies and ... Minimum 3-5 years FINRA Member Broker-Dealer tenure as a Compliance Officer. May consider Registered Investment...

    5 hours ago from StartWire

  • Banking Compliance Officer - Vice President

    Compliance Search Group - New York City, NY

    global investment bank seeks a Vice President, Banking Compliance Officer who will be responsible for developing ... compliance policies consistent with the compliance framework and compliance risk appetite of the IHC. • Supporting...

    10 days ago from The Ladders

  • Compliance Director - KYC Compliance Officer

    JPMorgan Chase - New York City, NY

    to the Firms Global KYC Officer of Global Financial Crimes Compliance. The role will require the following: Further ... compliance and reputational risks for KYC and adapt the compliance program accordingly Quickly size KYC compliance...

    5 hours ago from StartWire

  • Compliance Officer for a Bank

    Jobtracks - Newark, NJ

    for you Job Description: We are looking for an compliance officer who is an expert on all aspect of compliance. It is ... the Compliance Analyst. Ensures the duties performed by the Compliance Analyst supports the overall compliance...

    1 day ago from ZipRecruiter

  • Project Coordinator /PMO Reporting / Matrix - Regulatory Reporting - CLARITY - PPM

    Mitchell Martin - New York, NY

    - Develop moderate deep understanding of SDF - Ensure SDF compliance across CCAR activities and help PM s navigate prepare for PRB processes Audit Readiness -Front-run audit readiness in anticipation of IT program audit in 2015 Minute...

    8 days ago from Dice

  • Labor Compliance Officer

    Tsg - New York City, NY

    Job Description: The Solis Group is seeking a Labor Compliance Officer (LCO) for large public works projects in the ... • Conduct labor compliance training classes/seminars for program employees, contractors and building/construction trade...

    7 days ago from ZipRecruiter

  • PMO Manager - Volcker Rule compliance - up to $1150/day+

    Botsford Associates - New York, NY

    Bank seeking high-level manager with previous Volcker Rule compliance experience. You will be driving high-level PMO ... program management, pmp, pmo, volcker rule, regulatory compliance, project manager, pm, dodd frank, proprietary...

    1 day ago from Dice