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Compliance Officer jobs

Viewing 1 - 10 of 47,960 jobs

  • Compliance Officer - Fair Lending

    Citizens Financial Group - Cranston, RI

    As a Compliance team member, working within the CFG Compliance function, the Compliance Officer will be co-located ... and advancement of Compliance Officer I and Compliance Analyst team members and participate in recruiting,...

    9 days ago from Citizens Financial Group

  • Compliance Officer Cards Fair Lending

    Citi - Wilmington, DE

    Citi Cards Compliance in the execution of the Citi Cards Compliance Program and supported Compliance activities ... procedures for functions performed. * Supporting compliance projects and other compliance initiatives as...

    5 hours ago from Citi

  • Compliance Officer- Broker/Dealer

    Compliance Search Group - San Francisco, CA

    The Compliance Officer will be responsible for helping to design and implement the compliance program associated with a ... families and their foundations seeks a highly motivated compliance professional for the role of Compliance...

    6 days ago from eFinancial Careers

  • Electronic Trading Compliance Officer

    Compliance Search Group - New York City, NY

    Electronic Trading Compliance Officer A global investment bank seeks an electronic compliance professional who will be ... track record of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with...

    29 days ago from The Ladders

  • Senior Legal Officer Billing & Reimbursement Compliance

    Md Anderson - Houston, TX

    The Senior Legal Officer (SLO), Billing and Reimbursement Compliance, Institutional Compliance Office is part of the ... Officer and Chief Compliance Officer with the overall planning and direction of the Institutional Compliance...

    10 days ago from MD Anderson

  • Investment Management Compliance Officer

    Compliance Search Group - New York City, NY

    Management Compliance but will work daily with the Chief Compliance Officer Responsibilities: • Oversight of the ... investment adviser to enhance the Chief Compliance Officer’s 38a-1 and 206(4)-7 annual certification(s) • Work...

    6 days ago from eFinancial Careers

  • Compliance Specialist

    Judge Group - Chadds Ford, PA

    Prepare dashboards of key trends and findingsfor communication to Business Unit Compliance Officers and/or relevantmanag ... laws, regulations,and industry guidance that affect Endo's compliance program, including stateand federal aggregate...

    1 day ago from ZipRecruiter

  • Marketing Senior Compliance Officer

    Citizens Financial Group - Cranston, RI

    he Senior Compliance Officer, Marketing, is the independent compliance partner who is responsible for providing ... the Compliance leadership team and to business unit(s). Sr. Compliance Officer, Marketing, is responsible for...

    9 days ago from Citizens Financial Group

  • Compliance Officer Cards Testing

    Citi - Wilmington, DE

    regulations * Development and utilization of strong Compliance Review test plans and effective testing ... into a Corporate Compliance Testing role or within Compliance Advisory; movement to compliance testing...

    15 hours ago from Citi

  • Compliance Officer - Buy Side

    Efinancial Careers - New York City, NY

    compliance matters • Assisting with updates to compliance policies and procedures • Monitoring records retention ... authorities • Assisting with the firm compliance reviews • Assisting with regulatory and compliance research •...

    9 days ago from eFinancial Careers

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