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Compliance Manager jobs - White Plains, NY

Viewing 1 - 10 of 10,828 jobs

  • Relationship Manager

    Fidelity Investments - Scarsdale, NY

    prospect and referral letters in accordance with compliance requirements. Delivers content – research for Monday ... have been adhered to in accordance with compliance requirements. Coordinates call management for complex service...

    6 days ago from Fidelity Investments

  • Senior Account Manager

    Escholar - White Plains, NY

    satisfaction and customer success. The Senior Account Manager must consistently provide superior customer service ... customer communications, conflict resolution, and compliance on customer deliverables Develop and maintain a...

    5 days ago from eScholar LLC

  • Junior Business Line Compliance Officer, Associate - Bilingual Japanese skills required

    MUFG - New York City, NY

    respectively Track regulatory changes impacting compliance programs, summarize changes and communicate changes to ... required Minimum of 3-5 years of work experience in compliance and/or risk-management related fields. International...

    7 hours ago from Mitsubishi UFJ Financial Group

  • Senior Associate‚ Legal Management Consulting

    Duff & Phelps - Bronx, NY

    solutions in both traditional and evolving legal and compliance business environments. We help clients rethink how they select and leverage legal technology to increase efficiency and demonstrate measurable value to management.

    5 days ago from Duff & Phelps

  • Gateway Freight Operations Manager

    UPS - Springfield Gardens, NY

    compliance and audits. The Gateway Freight Operations Manager evaluates and drives performance to optimize ... Legal, Regulatory, and Compliance Knowledge: Responds to compliance problems and identifies appropriate actions;...

    10 days ago from UPS

  • BSA/AML Compliance Analyst

    Financeit - New York, NY

    all aspects of Financeit’s Compliance Program. The Compliance Analyst performs various quality control reviews ... USA Patriot Act, OFAC and Customer Identification Program compliance using industry standard and regulatory guidance...

    13 days ago from Jobs at FinanceIt

  • Branch Manager Great Neck NY (105050)

    TD Ameritrade - Great Neck, NY

    Type: Regular Manager Level: Manager Role: The Branch Manager is a highly motivated professional with management ... for results and decisions of team * Adheres to all compliance/risk procedures, follows corporate and industry...

    11 days ago from TD Ameritrade

  • Compliance Manager - Investment Adviser

    Compliance Search Group - New York City, NY

    Compliance Manager- Investment Adviser A Financial services firm, SEC-registered investment adviser division, seeks a ... Manager who be responsible for supporting the adviser compliance related activities where the firm’s acts as an...

    6 days ago from The Ladders

  • Manager Compliance

    Visiting Nurse Service of New York - Manhattan, NY

    Licensure: Clinical licensure and/or relevant compliance, auditing, and privacy certification preferred ... and management skills required. Excellent writing skills required. Experience with compliance-related auditing...

    4 days ago from

  • Analyst - Compliance & Customer Onboarding

    MUFG - New York City, NY

    including AML/BSA/KYC/OFAC; derivative sales market compliance; corporate compliance; transaction monitoring and ... Recommend transaction structures for compliance with Regulation W, sections 23a and 24b; and prepare/submit transaction...

    7 hours ago from Mitsubishi UFJ Financial Group