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Compliance Manager jobs - New York City, NY

Viewing 1 - 10 of 34,231 jobs

  • Sr. Compliance Manager

    Interactive Data - New York, NY

    on compliance matters for which responsible Maintains Compliance Department files to meet regulatory requirements ... initiative and exercising judgment to assist in determining compliance issues and for prioritizing compliance tasks...

    30+ days ago from Interactive Data

  • Director Internal Audit

    Interactive Data - New York, NY

    functions, including portfolio valuation, regulatory compliance, risk management, electronic trading and wealth ... activities SOX Compliance: Manage the Company’s SOX compliance testing program including scoping, risk assessment,...

    4 days ago from Interactive Data

  • Asset Management- Compliance Manager

    Compliance Search Group - New York, NY

    A major financial services firm is seeking a Compliance Manager to join their Portfolio Management & Trade Compliance ... assessing, documenting, monitoring and reporting on compliance client portfolio monitoring activities, ongoing testing...

    30+ days ago from The Ladders

  • IT Compliance Specialist - Project Manager

    Cybercoders - New York, NY

    Compliance Specialist - Project Manager If you are an IT Compliance Specialist - Project Manager, please read on! We ... form upon hire. IT Compliance Specialist - Project Manager If you are an IT Compliance Specialist - Project...

    16 days ago from CyberCoders

  • Compliance Associate

    Robert Half Finance & Accounting - New York, NY

    Services is recruiting for a Compliance Associate. The Compliance Associate should have 3 plus years experience in ... or accounting preferred. Several years of experience in a Compliance or Regulatory function covering a major...

    10 days ago from CareerBuilder

  • Compliance Manager- Investments Compliance

    Compliance Search Group - New York, NY

    Adviser division. The candidate will assist the Senior Compliance Manager in the development, implementation, risk ... are followed accurately. Responsibilities: • Identify compliance issues and escalate within Compliance • Identify and...

    30+ days ago from The Ladders

  • Compliance Manager - Legal and Regulatory Review - Insurance

    Diedre Moire - New York, NY

    laws and regulations and experience ensuring company compliance to legal requirements. Generous starting salary ... Manager Senior Compliance Officer Underwriting Legal Compliance Statewide Legal Compliance Bilingual Spanish...

    30+ days ago from Diedre Moire

  • Finance & Risk, Regulatory & Compliance Manager

    New York, NY

    consultancy is looking for Finance Risk, Regulatory Compliance Managers to join their expanding team. Having ... clients. Basic Qualifications Minimum 2 years of Regulatory Compliance experience within the Banking, Capital Markets...

    21 hours ago from Dice

  • Senior Auditor

    Cameron Craig Group - New York, NY

    evaluate and report on complex operational, financial, compliance and business related risks and controls in ... services. This is supplemented by providing governance, compliance and investigation support along with providing...

    13 days ago from Cameron Craig Group

  • Compliance Manager

    Prudential - Newark, NJ

    of all day-to-day operations which consists of reviewing compliance reports, managing the preclearance approval ... process for personal securities trading compliance. Act as compliance representative to liaise with Asset Management...

    13 days ago from eFinancial Careers