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Compliance Manager jobs - New York, NY

Viewing 1 - 10 of 36,266 jobs

  • Sr. Compliance Manager

    Interactive Data - New York, NY

    on compliance matters for which responsible Maintains Compliance Department files to meet regulatory requirements ... initiative and exercising judgment to assist in determining compliance issues and for prioritizing compliance tasks...

    30+ days ago from Interactive Data

  • Director Internal Audit

    Interactive Data - New York, NY

    functions, including portfolio valuation, regulatory compliance, risk management, electronic trading and wealth ... activities SOX Compliance: Manage the Company’s SOX compliance testing program including scoping, risk assessment,...

    6 days ago from Interactive Data

  • Compliance Manager

    Strategic Staffing Solutions - New York, NY

    Job Title Compliance Manager ( 111533 NYC) Location NewYork, NY Client Major Bank Term Contract The candidate required ... the data, record mapping decisions and sumanalysis for status reporting. Compliance Manager, regulatory...

    4 days ago from Dice

  • Asset Management- Compliance Manager

    Compliance Search Group - New York, NY

    A major financial services firm is seeking a Compliance Manager to join their Portfolio Management & Trade Compliance ... assessing, documenting, monitoring and reporting on compliance client portfolio monitoring activities, ongoing testing...

    30+ days ago from The Ladders

  • Compliance Manager- Investments Compliance

    Compliance Search Group - New York, NY

    Adviser division. The candidate will assist the Senior Compliance Manager in the development, implementation, risk ... are followed accurately. Responsibilities: • Identify compliance issues and escalate within Compliance • Identify and...

    30+ days ago from The Ladders

  • Compliance Associate

    Robert Half Finance & Accounting - New York, NY

    Services is recruiting for a Compliance Associate. The Compliance Associate should have 3 plus years experience in ... or accounting preferred. Several years of experience in a Compliance or Regulatory function covering a major...

    12 days ago from CareerBuilder


    Wells Fargo - New York, NY

    Manager is able and willing to support the Service Manager and can observe, coach, and provide feedback to the ... take a balanced approach by “minding the stores’” compliance requirements, effectively scheduling the store team,...

    19 days ago from Wells Fargo

  • Compliance Manager

    Standard Chartered Bank - Manhattan, NY

    The Business Operational Risk Manager represents Legal & Compliance business as a First Line of defense, implements the ... * Focus on Regulations, regulatory compliance and associated operational risks, cross border Legal & Compliance issues a...

    1 day ago from eFinancial Careers

  • Compliance Officer Testing Consumer Commercial Banking

    Citi - Long Island City, NY

    and activities, some complex in accordance with the Global Compliance Testing standards. Complete assigned testing ... review schedule Complete key projects as assigned by the Compliance Testing ManagementQualifications BA/BS or...

    26 days ago from Citi

  • Senior Associate‚ Legal Management Consulting

    Duff & Phelps - New York, NY

    solutions in both traditional and evolving legal and compliance business environments. We help clients rethink how they select and leverage legal technology to increase efficiency and demonstrate measurable value to management.

    5 days ago from Duff & Phelps