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Compliance Manager jobs - Long Island City, NY

Viewing 1 - 10 of 34,637 jobs

  • Senior Compliance Analyst

    Robert Half International - New York City, NY

    and Banking solutions. Summary: As part of the Brokerage Compliance Department, the Senior Compliance Analyst in ... around control testing and inspection results. The Senior Compliance Analyst also will provide additional compliance...

    30+ days ago from eFinancial Careers

  • Transplant Compliance Analyst

    New York Presbyterian Hospitals - New York City, NY

    Transplant Compliance Analyst Location: NewYork-Presbyterian/NewYork-Presbyterian/Columbia University Medical Center Reg ... and patient-focused process improvement as a Transplant Compliance Analyst at NewYork-Presbyterian Hospital. In this...

    30+ days ago from New York Presbyterian Hospitals


    Mitsubishii UFJ Financial Group - New York City, NY

    nd experiences of our workforce to create opportunities for our people and our business. Equal Opportunity Employer Minority/Female/Disability/Veteran. Job : Risk & Compliance Primary Location : NEW YORK-New York Shift*: Day Schedule*:...

    30+ days ago from Mitsubishii UFJ Financial Group

  • Compliance Testing Specialist

    Union Bank - New York City, NY

    Assists the Testing Coordinator and supports the Compliance Testing Team to ensure the Testing Reports are ... which may include Testing.3- 5 years of general compliance and/or audit-related experience. General understanding of...

    30+ days ago from Union Bank

  • Senior Compliance Manager - AML / KYC

    Compliance Search Group - New York City, NY

    exchange start-up, is seeking a qualified Senior Compliance Manager who will be responsible for compliance related ... deadlines. The individual will report directly to the Chief Compliance Officer Description: • Compliance contact person...

    30+ days ago from The Ladders

  • Business Analyst IT (Financial Reporting / Compliance)

    Princeton Information - New York City, NY

    Contact us today! Business Analyst IT (Financial Reporting / Risk & Compliance) – Java – SQL – JavaScript Job Responsibi ... the IT Business Partner Manager (Client Account Manager) with a functional reporting line into other Project Managers...

    4 hours ago from Sologig

  • AML Compliance Manager - Mutual Funds

    Leading Financial Services Firm - New York City, NY

    AML Compliance Manager - Mutual Funds The AML Compliance Manager will provide AML and sanctions-related support and ... of experience in AML compliance and/or investment advisory compliance; in house experience at a 40 Act asset manager...

    3 days ago from IvyExec

  • Environmental Compliance Specialist

    Liberty Personnel Services - New York City, NY

    Job Description: Environmental Compliance Specialist The Environment Compliance/Regulatory Specialist is responsible for ... and Regulatory Compliance programs, and ensuring worldwide compliance with company and regulatory agencies. This is a...

    5 days ago from ZipRecruiter

  • Compliance IT Support Team Manager -VP

    Mitsubishii UFJ Financial Group - Jersey City, NJ

    functioning team that takes pride in keeping up AML compliance standards, resolving items to support the business, ... Act, Anti-money laundering compliance, general compliance and/or risk based compliance, yielding a comprehensive...

    24 days ago from Mitsubishii UFJ Financial Group

  • Equities Compliance Manager

    Open Systems Technologies - Great Neck, NY

    specific regulatory requirements. Interface with customer compliance personnel, traders, and management to discuss ... REQUIRED SKILLS: 5-15years of experience in a compliance role or trading desk supervisor in equities at a US broker/deal...

    8 days ago from The Ladders

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