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Compliance Manager jobs - Long Island City, NY

Viewing 1 - 10 of 35,754 jobs

  • Sr. Asset Management Compliance Officer

    Compliance Search Group - New York City, NY

    Compliance Officer A global investment bank seeks a Senior Compliance Officer who will be responsible for ... Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    10 days ago from The Ladders

  • Compliance Director Regulatory Unit Manager (Retail Investments)

    Citi - Long Island City, NY

    Provide regulatory specialist support/advice to compliance teams and business management in support of ongoing and antic ... of retail broker-dealer retail and investment adviser compliance requirements, laws and regulations; * Solid working...

    3 days ago from Citi

  • Compliance Specialist Senior

    Genzyme - Ridgefield, NJ

    Compliance Specialist Senior-00474734-51518JC Description Genzyme has pioneered the development and delivery of ... by applicable law. Compliance Specialist Senior: The Compliance Specialist Senior will be responsible for the...

    12 days ago from Genzyme

  • Regulatory Risk Capital Markets - Technology Compliance (Managers/Directors)

    Compliance Search Group - New York City, NY

    in particular with Equities or Options trading platforms, compliance technology and regulatory reporting in broker ... Seven years of related work experience in technology compliance Bachelor's degree from an accredited...

    7 days ago from eFinancial Careers

  • Risk Assurance Manager Health Care Compliance (5412191)

    PwC - New York City, NY

    and streamlining healthcare compliance programs - Identifying compliance risks - Developing annual healthcare ... quality - Conducting Compliance Risk Assessments and Compliance Reviews - Providing strategy and consulting...

    30+ days ago from PwC

  • Equities Compliance Manager

    Open Systems Technologies - Great Neck, NY

    specific regulatory requirements. Interface with customer compliance personnel, traders, and management to discuss ... REQUIRED SKILLS: 5-15years of experience in a compliance role or trading desk supervisor in equities at a US broker/deal...

    30+ days ago from The Ladders

  • Trade Compliance Manager - Export

    Pridestaff - Valley Stream, NY

    Direct Hire / Permanent Reports to: Sr. Manager, Regulatory Compliance Principal Accountabilities (The following is ... Regulatory Agencies, Customers, legal counsels and internal/external auditors to ensure compliance goals are met Job Req...

    23 days ago from Snagajob

  • Export-Import Compliance Specialist

    Diedre Moire - Hicksville, NY

    compliance audits and investigations and conduct internal compliance training programs for employees. COMPANY TID ... Position Hiring. CONSIDERED EXPERIENCE INCLUDES: Trade Compliance Import Export International Traffic in Arms...

    7 days ago from Diedre Moire

  • Senior Compliance Analyst QC FIU

    Citi - Long Island City, NY

    * Assist with the collection and assessment of audit, compliance testing and regulatory deliverables * Assess the ... Embassies, and Correspondent Banking preferred as well as compliance with those business segments. * 3+ years...

    3 days ago from Citi

  • VP - Compliance Manager

    Robert Half International - New York City, NY

    Robert Half Financial Services is searching for a VP level Compliance Manager with Asset Management experience. The VP ... Jurisdiction (OSJ) • Work with other compliance and legal professionals to keep current our Compliance policies...

    30+ days ago from eFinancial Careers

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