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Compliance Manager jobs - Jersey City, NJ

Viewing 1 - 10 of 11,836 jobs

  • Audit Senior Associate - Financial Services Advisory

    Prospect - New York City, NY

    regarding business and IT processes, revenue generation, compliance and internal controls. Oversee the day-to-day ... Requirements: 2-3 years of experience with Audit, Compliance, or Risk 2-3 years financial services experience...

    4 days ago from Prospect

  • Senior Compliance Officer- Surveillance

    Compliance Search Group - Jersey City, NJ

    for an independent, self-starter to develop into a senior manager, for interaction with senior levels of management in ... • Working with Retail Investments Compliance, technology, business supervisors, Branch Management and senior Compliance...

    7 days ago from eFinancial Careers

  • Equities Compliance Manager

    Open Systems Technologies - Great Neck, NY

    specific regulatory requirements. Interface with customer compliance personnel, traders, and management to discuss ... REQUIRED SKILLS: 5-15years of experience in a compliance role or trading desk supervisor in equities at a US broker/deal...

    8 days ago from The Ladders

  • Business Analyst IT (Financial Reporting / Compliance)

    Princeton Information - New York City, NY

    Contact us today! Business Analyst IT (Financial Reporting / Risk & Compliance) – Java – SQL – JavaScript Job Responsibi ... the IT Business Partner Manager (Client Account Manager) with a functional reporting line into other Project Managers...

    9 hours ago from Sologig

  • Compliance Product Manager

    Global Systems Search - Lake Success, NY

    for an experienced Sell-side Equities Compliance Product Manager. The ideal candidate will have extensive regulatory ... REQUIRED SKILLS: 5-15 years of experience in a compliance role or trading desk supervisor in equities at a US broker/dea...

    9 days ago from ZipRecruiter

  • Compliance Manager - EComm Surveillance Bilingual

    Global Securities, Investment and Retail Banking Firm - Jersey City, NJ

    duties and reviews. Working with both business and compliance managers to resolve instances of apparent ... 5+ years Surveillance/Compliance experience or Sales/Trading experience within a financial services/securities environme...

    12 days ago from IvyExec

  • Export Compliance Specialist

    Tyler Search Consultants - Morristown, NJ

    This position is for local residents only. Corporate Export Compliance Specialist #5010 Northern NJ area JOB SUMMARY: ... management skills required - 5+ yrs working in an Export Compliance position - Excellent in Export Compliance...

    14 days ago from

  • Environmental Compliance Specialist

    Liberty Personnel Services - New York City, NY

    Job Description: Environmental Compliance Specialist The Environment Compliance/Regulatory Specialist is responsible for ... and Regulatory Compliance programs, and ensuring worldwide compliance with company and regulatory agencies. This is a...

    5 days ago from ZipRecruiter

  • Compliance Product Manager, Sell-side OMS

    Next Step Systems - Great Neck, NY

    Visa's. Keywords: Great Neck NY Jobs, Compliance Product Manager Sell-side OMS, Regulatory Experience, U.S. ... for an experienced sell-side equities Compliance Product Manager. The ideal candidate will have extensive regulatory...

    8 hours ago from The Ladders

  • Compliance Manager

    Sterling Life Sciences - Newark, NJ

    in the pharmaceutical industry is currently seeking a Compliance Manager to join their team. For the right ... and quality audits and develop an annual risk based compliance audit plan 8) Work with customers, HQ and...

    2 days ago from ZipRecruiter

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