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Compliance Manager jobs - Jersey City, NJ

Viewing 1 - 10 of 17,850 jobs

  • Assistant Branch Manager - Park, Ave NYC

    Fidelity Investments - New York City, NY

    while providing assistance to the assigned Branch Manager. During the tenure of this role, the incumbent may provide ... including full supervision of local risk and compliance issues, if a Branch Service Manager is not in place.

    20 hours ago from Fidelity Investments

  • Chief Compliance Officer - Asset Management

    Efinancial Careers - New York City, NY

    and deliver training and continuing compliance education for employees • Monitor compliance with client investment ... to hire a Chief Compliance Officer with 7 - 10+ years of compliance experience within the asset management industry. A...

    1 day ago from eFinancial Careers

  • Senior Compliance Manager

    Compliance Search Group - New York City, NY

    Senior Compliance Manager- Fixed Income Advisory Coverage An International investment bank seeks a Global Banking and ... FX Advisory Coverage. Responsibilities for the GBAM Senior Compliance Manager role will include the following: • Advise...

    14 days ago from The Ladders

  • Relationship Manager

    Fidelity Investments - Scarsdale, NY

    prospect and referral letters in accordance with compliance requirements. Delivers content – research for Monday ... have been adhered to in accordance with compliance requirements. Coordinates call management for complex service...

    11 days ago from Fidelity Investments

  • Senior Associate‚ Legal Management Consulting

    Duff & Phelps - New York City, NY

    solutions in both traditional and evolving legal and compliance business environments. We help clients rethink how they select and leverage legal technology to increase efficiency and demonstrate measurable value to management.

    14 days ago from Duff & Phelps

  • Compliance Quality Assurance and Training

    Robert Half International - New York City, NY

    Compliance Quality Assurance and Training. RESPONSIBILITIES Compliance Quality Assurance (QA) Creating detailed and ... value-add management reporting • Compliance testing experience is a plus This Compliance Quality Assurance and...

    1 day ago from eFinancial Careers

  • Gateway Freight Operations Manager

    UPS - Springfield Gardens, NY

    compliance and audits. The Gateway Freight Operations Manager evaluates and drives performance to optimize ... Legal, Regulatory, and Compliance Knowledge: Responds to compliance problems and identifies appropriate actions;...

    5 days ago from UPS

  • Student Intern - Sanctions Compliance

    MUFG - New York City, NY

    provide support to the Sanctions Quality Assurance Manager in performing weekly Sanctions quality assurance reviews ... Investigations Manager. Support general Sanctions compliance activities and other duties, including special...

    6 days ago from Mitsubishi UFJ Financial Group

  • Compliance Professional I, Analyst

    MUFG - New York City, NY

    Assist the Compliance Department of BTMU Securities (BTMUS) in all Compliance related processes dealing with broker/deal ... compliance processes in coordination with CoDA’s Compliance Control Room. Major Responsibilities: Implement and...

    4 days ago from Mitsubishi UFJ Financial Group

  • Business Analyst with Regulatory/Compliance

    Mitchell Martin - New York, NY

    Two new direct-with-manager roles have opened up with a leading investment banking company. The manager is looking to ... This is a hot team and we are working directly with the manager! The roles can pay between 500 to 800 per day...

    7 days ago from Dice

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