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Compliance Manager jobs - Brooklyn, NY

Viewing 1 - 10 of 12,580 jobs

  • Senior Compliance Analyst AML

    Citi - Jersey City, NJ

    of conclusions and prepare reports of findings for Compliance and Business management. * Prepare Suspicious ... and/or maintenance of processes and procedures to ensure compliance with current regulatory guidance and Citi policy...

    6 days ago from Citi

  • Compliance Whistleblowing Program Manager

    Compliance Search Group - New York City, NY

    Compliance Whistleblowing Program Manager - Investment Bank (VP) A global Bank seeks a Whistleblowing Program Manager. ... Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    3 days ago from The Ladders

  • Investment Management Compliance Officer

    Compliance Search Group - New York City, NY

    Management Compliance but will work daily with the Chief Compliance Officer Responsibilities: • Oversight of the ... privately-owned wealth management and investment advisory firm seeks an Investment Management Compliance...

    6 days ago from eFinancial Careers

  • Program Manager - Rates/Credit/Compliance

    Advantage Technical Resourcing - New York City, NY

    Functional Title Product Specialist (Program Manager) Department CBS Global Technology ndash Rates Credit Role RC ... coordination, governance and tracking of all regulatory, compliance, Nucleus and Infrastructure work across all of...

    4 days ago from Dice

  • Compliance Project Manager

    MATRIX Resources - Jersey City, NJ

    Title: Compliance Project Manager Type: Contract Location: Jersey City, NJ Our client, a national insurance leader, ... Required Qualifications: SDLC Project Manager Benefits/Perks Medical Dental Vision and Life Insurance for Full-time W2 C...

    6 days ago from Matrix Resources

  • GWIM Sr Compliance Manager

    New York City, NY

    Compliance influence and ensures accountability for Compliance elements of the Risk Framework, maintaining ... will include: Maintaining an Investment Advisor Act Compliance Program; Acting as Chief Compliance Officer of...

    2 hours ago from IvyExec

  • Compliance Manager- Compliance Testing

    JPMorgan - Finance Industry - New York City, NY

    The Compliance Department of JPMorgan Chase & Co is seeking an experienced compliance professional to join the North Ame ... Global Treasury and The Chief Investment Office. The Compliance Testing team is responsible for supporting these...

    12 hours ago from VelvetJobs

  • Environmental Compliance Specialist

    Liberty Personnel Services - New York City, NY

    Job Description: Environmental Compliance Specialist The Environment Compliance/Regulatory Specialist is responsible for ... and Regulatory Compliance programs, and ensuring worldwide compliance with company and regulatory agencies. This is a...

    6 days ago from ZipRecruiter

  • Compliance Officer - Buy Side

    Efinancial Careers - New York City, NY

    compliance matters • Assisting with updates to compliance policies and procedures • Monitoring records retention ... authorities • Assisting with the firm compliance reviews • Assisting with regulatory and compliance research •...

    9 days ago from eFinancial Careers

  • Compliance Manager-Community Bank

    Adams Consulting Group - New York City, NY

    bank in NYC. Job Description: Job Title: Director of Compliance Community Bank NYC Department: Compliance Reports ... establishment's compliance-related programs, such as compliance training, compliance testing and reporting,...

    7 days ago from ZipRecruiter

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