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Compliance Manager jobs - Brooklyn, NY

Viewing 1 - 10 of 14,140 jobs

  • Advertising, Sales Literature Compliance Review Manager

    Compliance Search Group - Jersey City, NJ

    insurance company broker/dealers and other compliance, legal, and marketing personnel within the company. ... to Jack Kelly-Jkelly@ComplianceSearch.com A major financial services firm seeks an Advertising Compliance...

    13 days ago from eFinancial Careers

  • Senior Internal Auditor

    Bohan & Bradstreet - New York City, NY

    Support strategic audits on regulatory compliance with a focus on BSA/AML, and e-banking services. Perform comprehensive risk assessments and engagement planning. Develop and maintain audit programs. Execute and ensure timely completion of...

    7 hours ago from Bohan & Bradstreet, Inc

  • Program Manager - Rates/Credit/Compliance

    Advantage Technical Resourcing - New York City, NY

    Functional Title Product Specialist (Program Manager) Department CBS Global Technology ndash Rates Credit Role RC ... coordination, governance and tracking of all regulatory, compliance, Nucleus and Infrastructure work across all of...

    1 day ago from Dice

  • Equities Compliance Manager

    Open Systems Technologies - Great Neck, NY

    specific regulatory requirements. Interface with customer compliance personnel, traders, and management to discuss ... REQUIRED SKILLS: 5-15years of experience in a compliance role or trading desk supervisor in equities at a US broker/deal...

    13 hours ago from The Ladders

  • Business Analyst IT (Financial Reporting / Compliance)

    Princeton Information - Secaucus, NJ

    Contact us today! Business Analyst IT (Financial Reporting / Risk & Compliance) – Java – SQL – JavaScript Job Responsibi ... the IT Business Partner Manager (Client Account Manager) with a functional reporting line into other Project Managers...

    14 days ago from Sologig

  • Compliance Manager-Community Bank

    Adams Consulting Group - New York City, NY

    Job Description: Job Title: Director of Compliance Community Bank NYC Department: Compliance Reports To: Chief Risk ... establishment's compliance-related programs, such as compliance training, compliance testing and reporting,...

    4 hours ago from ZipRecruiter

  • VP - Compliance Manager

    Human Resources Focused Consulting Firm - New York City, NY

    Robert Half Financial Services is searching for a VP level Compliance Manager with Asset Management experience. The VP ... Compliance Training Marketing Material Review o Ensure compliance with internal guidelines, investment advisor...

    14 hours ago from IvyExec

  • GFCC Compliance Manager – AML Compliance for Transaction Services – Vice President

    JPMorgan - Finance Industry - New York City, NY

    Global Financial Crimes Compliance (GFCC) currently has an opportunity for a Vice President level AML Compliance Manager ... The role of AML Compliance for Transaction Services is to: • Manage the AML compliance program for the TS businesses, gl...

    1 hour ago from VelvetJobs

  • Governance Risk Compliance Business Continuity Manager (6646763)

    PwC - New York City, NY

    Increasing value and reducing costs of compliance-related activities • Identifying opportunities for companies to effectively mitigate risk and improve business performance • Applying the concepts of Enterprise Risk Management to help...

    3 days ago from PwC

  • Ethics & Compliance Global Manager (6119945)

    PwC - New York City, NY

    Skills Preferred: Demonstrate intimate levels of abilities and/or a proven success in roles managing compliance-related ... financial services firm: - Identifying and developing compliance measures required by Advisory International...

    8 days ago from PwC

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