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Compliance Legal jobs

Viewing 1 - 10 of 5,703 jobs

  • Trusts & Estates/ERISA Attorney

    Bousquet Holstein Pllc - Syracuse, NY

    potential to be future leaders of Firm. We seek legal and compliance professionals who demonstrate high intellectual ... plan matters including Affordable Care Act compliance, HIPAA compliance, and cafeteria plans (Section 125). •...

    7 days ago from Bousquet Holstein PLLC

  • Merger & Acquisition/ERISA Attorney

    Bousquet Holstein Pllc - Syracuse, NY

    potential to be future leaders of Firm. We seek legal and compliance professionals who demonstrate high intellectual ... plan matters including Affordable Care Act compliance, HIPAA compliance, and cafeteria plans (Section 125). •...

    7 days ago from Bousquet Holstein PLLC

  • Corporate Counsel Temp, SCRI

    HCA Healthcare - Nashville, TN

    Counsel will perform legal work on a broad range of legal matters affecting the Company and will interact ... legal liability * Provide advice to internal clients on compliance with HCA policies pertaining to the Company’s...

    3 days ago from HCA Healthcare

  • Chief Compliance Officer

    Efinancial Careers - Chicago, IL

    CFTC and NFA regulatory filings, registration rules and compliance protocols is required. Ideally the candidate will ... and comprehensive benefits. Alternative asset management firm based in Chicago is seeking a Chief Compliance...

    14 days ago from eFinancial Careers

  • SENIOR COUNSEL - Treasury Management

    PNC - Pittsburgh, PA

    responsibilities. Demonstrated strong judgment, legal analysis and oral and written communication skills. ... policies and practices and ensure regulatory and legal compliance. Has the ability to provide the appropriate...

    1 day ago from PNC Bank

  • Global Chief Compliance Officer- Broker Dealer

    Michael Page International - US - New York City, NY

    Description The Head of Compliance * Point of contact for all exams/inquiries & audits * cover all entities and manage s ... Profile 10-20 years plus experience required in regulatory compliance. A JD is not required but a plus. Job Offer...

    14 days ago from eFinancial Careers

  • SENIOR COMPLIANCE OFFICER

    BNP Paribas Investment Partners - New York City, NY

    As a member of the Compliance team, the Senior Compliance Officer will be responsible for various regulatory compliance ... in maintaining, updating, developing and testing firm wide compliance policies and programs; managing compliance...

    8 days ago from eFinancial Careers

  • Chief Compliance Officer

    California Broker Dealer - Central, CA

    and resolution. May consult with legal counsel to resolve difficult or unusual compliance issues. • Responds ... compliance issues Manages a compliance training program, including appropriate introductory training for new...

    2 days ago from ZipRecruiter

  • Pro Sports - Legal Counsel

    WorkInSports - Renton, WA

    legal and regulatory strategies and managing the day-to-day legal affairs of the Seattle Seahawks and First and Goal ... of contract and legal terminology and concepts. •Strong research, analytical, and investigative skills;...

    8 days ago from WorkInSports.com

  • Compliance

    Green Key Resources - New York City, NY

    and account documentation for anti-money laundering compliance · Review, assess, devise, and conduct training of ... experience preferred Manage team of compliance professionals, and advise clients on all compliance-related...

    30+ days ago from eFinancial Careers

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