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Compliance Intern jobs - New York City, NY

Viewing 1 - 10 of 2,297 jobs

  • Head of Americas Cash Sales and Trading Compliance

    Compliance Search Group - New York, NY

    environment by supporting Global Compliance Services & Compliance Strategy (GCS&S) and other Infrastructure functions ... Requirements: BA or BSdegree 7+ years’ experience in compliance or compliance-related experience in the Cash Equities...

    21 days ago from The Ladders

  • Risk Management Intern

    Pinebridge Investments - New York, NY

    various departments such as portfolio managers, IT, legal, compliance and operations Required experience: 0 - 2 years ... and preparing and reviewing work papersThe Risk & Controls Intern is responsible for helping the team with preparation...

    30+ days ago from Doostang

  • Business Risk Intern

    Crowe Horwath - New York, NY

    investigations or fraud risk consulting Reviewing client's compliance with key regulations and providing recommendations for improvement and remediation Producing high quality work products that will be reviewed by our clients' senior...

    12 days ago from CareerBuilder

  • Senior Compliance Officer - Mutual Fund Broker-Dealer

    Compliance Search Group - New York, NY

    Significant mutual fund and/or investment adviser compliance experience is preferred ... with compliance, and alert management to compliance gaps and issues; · Draft and update the Written...

    28 days ago from The Ladders

  • Finance Intern

    Videodesk - New York, NY

    Ideal candidate should be in the process of pursuing a Bachelor's degree in accounting, finance, economics or other ... associate and human capital consultant; obtain and request information for tax filings as well as legal...

    8 days ago from Doostang

  • Treasury Compliance, VP

    Compliance Search Group - New York, NY

    Qualifications: Bachelor’s Degree, 7+ years’ experience within Compliance and/or Regulatory Previous compliance, regulat ... through continuous monitoring undertaken by the Compliance teams e.g.: Compliance Verification Check work,...

    30+ days ago from The Ladders

  • IT Audit Intern

    Crowe Horwath - New York, NY

    by competency centers including Internal Audit, Regulatory Compliance, IT Audit, and Security & Privacy. As an IT Audit ... emerging technology areas Qualifications and Experience: Intern applicants should meet the following qualifications:...

    12 days ago from CareerBuilder

  • Audit Manager - Compliance

    Compliance Search Group - New York, NY

    comprehensive knowledge of high risk areas including: Compliance, regulatory compliance, technology management, project/program management and supplier management. Leads the professional development of Internal Audit staff. Develops...

    21 days ago from The Ladders

  • Undergraduate Finance Intern

    CR Bard - Murray Hill, NJ

    performance, people management, and adherence to compliance requirements Serve as an independent contributor for a component of the General Ledger function inclusive of Intercompany, Fixed Assets, Reconciliations, Month End and Quarter End...

    12 days ago from CareerBuilder

  • Product Analyst - AIM Compliance Job

    Bloomberg - Entertainment and Media Industry - New York, NY

    management, order generation, and trading with the compliance/regulatory context. -Deep understanding of the ... NAVs, Voting Shares, …) required for building and using compliance rules -Knowledge of global compliance laws &...

    8 days ago from VelvetJobs