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Compliance Examiner 1 jobs

Viewing 1 - 10 of 15,128 jobs

  • Audit Control Analyst

    Becton Dickinson - San Antonio, TX

    controls or internal auditing 1+ years'' experience with SOX/Supplemental Controls review/mitigation 1+ years'' ... customers PREFERRED REQUIREMENTS: 1+ years'' experience with SharePoint Site development and management Experience...

    18 days ago from Becton Dickinson

  • Senior Manager, US Internal Audit - Mobile Technology

    Walmart - San Bruno, CA

    field. Additional Preferred Qualifications * 1 year public accounting experience in assurance or internal ... (CPA), Certified Internal Auditor (CIA), Certified Fraud Examiner (CFE). * Information systems certification or...

    4 days ago from Walmart

  • MD / Radiology - Interventional / Minnesota / Locum tenens / 1 FTE Interv Radiologist needed for VAMC

    Minneapolis, MN

    and report any conflicts that may interfere with compliance with this requirement. 3.Peer Reviews: The ... complications and outcome of examinations.7.Patient Safety Compliance and Reporting: Contract physician (s) shall...

    30+ days ago from

  • Deputy Chief Compliance Officer - Delaware Investments

    Macquarie Group - Philadelphia, PA

    direction of the Chief Compliance Officer. The Deputy Chief Compliance Officer position will be responsible for managing ... investment management firm and mutual fund sponsor. The Compliance Department has primary compliance responsibility...

    11 days ago from eFinancial Careers

  • Compliance Administrator

    Guggenheim Partners - Rockville, MD

    the Compliance Administrator works in conjunction with the Compliance Manager in monitoring rules and regulations and ... product and marketing advertising materials to ensure compliance with regulatory requirements Assist with...

    27 days ago from OneWire

  • Sr. Financial Compliance Analyst

    Valyn - Atlanta, GA

    Compliance Analyst to join our client's dynamic Financial Compliance Team in Atlanta, GA DESCRIPTION Our client's ... control (SOX) compliance, among others. The Financial Compliance Analyst provides a full range of services to...

    30+ days ago from The Ladders

  • Technical Trading Compliance Officer

    Investment Technology Group - New York, NY

    Description/ Responsibilities: The objective of this position is to provide compliance coverage, i.e., monitoring, surve ... Assist the Compliance team with regulatory examinations and inquiries including SEC, FINRA, NYSE, and/or other requests...

    30+ days ago from OneWire

  • CED/Community Development Compliance Officer I

    Fifth Third Bank - Cincinnati, OH

    Employment Type : Regular FLSA Status : Exempt Posted Date : 10/1/2015 Grade : 13 Affiliate : FIFTH THIRD BANK, CINCINNA ... and the execution of procedures to evaluate the Bancorp's compliance with laws, regulations and...

    3 days ago from CareerBuilder


    Cerritos College - Norwalk, CA

    Cerritos College DIRECTOR, DIVERSITY, COMPLIANCE, AND TITLE IX COORDINATOR (Recruitment Extended) $9,229.00 - $11,594.00 ... benefits, discrimination, harassment, diversity, Title IX compliance, disabled populations, and/or Vietnam-era...

    6 hours ago from Inside Higher Ed

  • Title Examiner

    Taylor Morrison - Austin, TX

    documents for multiple properties in various counties. Examiner also determines the appropriate legal description ... policy department to insure company is in compliance with TDI regulations.• Other duties and responsibilities as...

    2 days ago from ZipRecruiter