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Compliance Director, Testing jobs - New York City, NY

Viewing 1 - 10 of 804 jobs

  • Compliance Professional I, Analyst

    MUFG - New York City, NY

    Assist the Compliance Department of BTMU Securities (BTMUS) in all Compliance related processes dealing with broker/deal ... Collaborate with CCO in review/testing and implementation of compliance systems, procedures and operating manuals...

    4 days ago from Mitsubishi UFJ Financial Group

  • Regulatory Compliance Monitoring and Testing Manager

    Michael Page International - US - New York City, NY

    Chief Compliance Officer, Compliance Monitoring & Testing Director and other senior executives Assist with the ... experience performing audit reviews and/or independent compliance monitoring and testing activities and compliance...

    21 hours ago from eFinancial Careers

  • Managing Director Global Compliance Commercial Banking Head

    Citi - Long Island City, NY

    the CCBs Compliance Direct and monitor the development of Compliance Monitoring & Testing Program for utilization in ... specific training on Compliance matters. Complete for GCB Compliance-wide initiatives such as Compliance Annual Risk...

    14 days ago from Citi

  • Risk Assurance Manager Health Care Compliance (5412191)

    PwC - New York City, NY

    and streamlining healthcare compliance programs - Identifying compliance risks - Developing annual healthcare ... quality - Conducting Compliance Risk Assessments and Compliance Reviews - Providing strategy and consulting...

    15 hours ago from PwC

  • Compliance Officer

    Dtg - Long Island City, NY

    their compliance team. They will be assisting the Chief Compliance Officer. If the below responsibilities match that ... support organization's compliance-related programs, such as compliance training and compliance testing, monitoring and...

    6 days ago from Dice

  • New York Seasonal Risk Assurance Financial Experienced Associate (7346619)

    PwC - New York City, NY

    solutions - Increasing value and reducing costs of compliance-related activities - Identifying opportunities ... related to controls around the financial reporting, compliance and operational processes, including business...

    15 hours ago from PwC

  • Regulatory Compliance Project Manager

    Park Hudson International - New York City, NY

    Compliance and Front Office senior management with compliance to applicable banking, commodities, and ... Development and implementation of risk-based compliance testing plans related to SD requirements Assist in the...

    21 hours ago from eFinancial Careers

  • Compliance Director- Consumer Banking

    Global Securities, Investment and Retail Banking Firm - New York City, NY

    to perform compliance reviews of KYC files. · Provide compliance support for business line completion of AML consent ... strategy, in coordination with the Corporate AML Compliance Group · In conjunction with Corporate AML Compliance,...

    1 day ago from IvyExec

  • Compliance Officer Retail Banking

    Citi - Long Island City, NY

    America Consumer Compliance function, reporting to the Compliance Director for Horizontal Compliance. Primary ... on behalf of the businesses and compliance. Assisting with Compliance Management Program administration, including...

    14 days ago from Citi

  • Compliance Director- Sales Practice

    Major International Bank - Long Island City, NY

    the compliance framework for retail sales practices, compliance policy development and implementation. This role ... Provide ongoing project management for core business compliance initiatives Advise and support Compliance Testing...

    8 days ago from IvyExec

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