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Compliance Associate-Registration & Licensing jobs - Charlotte, NC

Viewing 1 - 3 of 3 jobs

  • Compliance Director

    MetLife - Charlotte, NC

    sales staff, private securities transactions, and compliance-related assessments that impact rehires, promotions, or ... for conducting internal “compliance history reviews” to assess the sales and compliance practices of MetLife’s...

    22 hours ago from

  • VP Technology Risk & Regulatory

    Finance, Charlotte, Nc - Charlotte, NC

    policies and procedures. •P&L Accountability for the Team and Platforms Qualifications •10+ years experience in a ... experience in risk/compliance technology in a financial services/brokerage firm •Licensed FINRA Operations...

    14 hours ago from Finance, Charlotte, NC

  • Environmental Specialist

    GUS Perdikakis Associates - Mount Holly, NC

    Lead/participate in and support EHS compliance and management system audits ... Broad knowledge of environmental and/or health & safety regulatory compliance requirements, scientific practices, qualit...

    16 hours ago from Gus Perdikakis Associates Inc