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Compliance Analyst,avp jobs

Viewing 1 - 10 of 527 jobs

  • VP / AVP Regulatory Risk & Compliance Auditor

    Bond Street Group - New York City, NY

    Strong knowledge of compliance risk management/internal control best practices ... relationships with senior and middle management in compliance-related areas. Proven experience performing risk...

    30+ days ago from TheLadders.com

  • AVP Compliance Auditor

    Michael Page - New York City, NY

    AVP Compliance Auditor(Financial Services) About our clientOur client is a top-tier investment bank seeking the highest quality auditors or risk professionals in an effort to build out their internal audit / risk function. This recently...

    10 days ago from CareerBuilder

  • AVP, Financial Analyst - Capital Markets

    Global Investment Bank - Finance Industry - New York

    and process scenarios, review, and control.* Assist senior finance manager on ad hoc project s related to Process improvements, Workflow simplification, strengthening operational controls, Compliance etc* Contributing to Governance...

    30+ days ago from VelvetJobs

  • Compliance Officer - AVP level

    Coleman & Company - New York City, NY

    for a Compliance and Operations Officer to support the Compliance and Operations in monitoring of activities ... as needed ? Interface with department managers, compliance officers, internal auditors and regulators on an...

    4 days ago from TheLadders.com

  • AVP, National Commercial Real Estate

    National Cooperative Bank (ncb) - Virginia

    industry-related conference and seminars. 5%5. Engage in compliance for annual USA Patriot Act compliance and perform other duties as assigned. 5%6. Conduct loan file audits, assist the Capital Markets group with loan sale activity and...

    22 days ago from ZipRecruiter

  • IT Audit SOX Compliance / AVP Information Systems Auditor

    Capital Finance Recruiters - Jersey City, NJ

    Financial Services Firm seeks Assistant Vice President of IT Governance/SOX to assist the Sarbanes -Oxley Compliance Man ... CISA certification helpful ,but not necessary.Solid IT SOX Compliance and Information Technology experience, with IT...

    30+ days ago from CareerBuilder

  • Investment Advisor Compliance AVP

    Hedge Fund - Finance Industry - Greenwich, CT

    Qualifications* BA/BS required* 5-7 years buy-side compliance* Must know the 1940 Act and an order management system: Se ... level business managers to integrate investmentadviser compliance into the business workflows* Ensure applicable...

    13 days ago from VelvetJobs

  • Compliance Officer - Bank Testing AVP

    Compliance Search Group - New York City, NY

    Compliance Officer - Bank Testing AVP A top-tier global bank seeks a candidate to join a team of Compliance Examiners ... hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    30+ days ago from TheLadders.com

  • Bank Testing Compliance Officer -AVP

    Bank/broker Dealer - Finance Industry - New York City, NY

    MBA or JD is a plus* 3+ years Bank Testing /Compliance Testing* Coming from the Federal Reserve, OCC, or FDIC or with a ... with other professionals in the organization, including Compliance Advisory Teams, Regulatory Inquiry Staff, and...

    13 days ago from VelvetJobs

  • Investment Advisor Compliance AVP

    Ct-based Hedge Fund - Finance Industry - Greenwich, CT

    Qualifications* BA/BS required* 5-7 years buy-side compliance* Must know the 1940 Act and an order management system: Se ... level business managers to integrate investmentadviser compliance into the business workflows* Ensure applicable...

    30+ days ago from VelvetJobs

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