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Compliance Analyst,avp jobs

Viewing 1 - 10 of 466 jobs

  • ICG Infomation Security Senior Analyst (AVP)

    Citi - Buffalo, NY

    * Should have an understanding of application access entitlements. * Undergraduate degree required. * CISSP, CISM or CISA certifications a strong plus. * Minimum 3 years in information security, audi, controlst and/or compliance...

    12 days ago from Citi

  • AVP - Business Analyst

    Moodys - New York City, NY

    for Securities Trading. Employment is contingent upon compliance with the Policy, including remediation of positions in those holdings as necessary. Moodyrsquos is an equal opportunity employer. All qualified applicants will receive...

    19 days ago from Dice

  • Senior Compliance Analyst - AVP

    Compliance Search Group - New York City, NY

    implementation and monitoring of the firm’s overall compliance program to ensure compliance with client guidelines ... • Response to applicable compliance due diligence questionnaires • Investigate compliance issues as needed and...

    9 days ago from The Ladders

  • Verification Check - Investment Bank Compliance, Analyst / AVP

    Leading Global British Investment Bank - New York City, NY

    for the Verification Check program for all of IB Compliance and specifically Compliance Strategy and ... requirements Provide single point of coordination across IB Compliance for the Verification Check program Person...

    12 hours ago from IvyExec

  • Business Analyst - Dodd Frank- AVP- 71878

    StarPoint Solutions - Jersey City, NJ

    including swaps Strong knowledge of new regulations, compliance and Market Risk - this position is related to ... processes in support of regulatory reporting and regulatory compliance issues for Markets Trading &Sales, Risk...

    5 days ago from ZipRecruiter

  • Trade Surveillance Project Manager / Business Analyst

    Compliance Search Group - New York City, NY

    Trade Surveillance Project Manager/Business Analyst - Equities- AVP A Global bank seeks a Compliance Officer-AVP who wil ... of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the...

    30+ days ago from The Ladders

  • Compliance Change Business Analyst - AVP

    Leading Global British Investment Bank - New York City, NY

    under pressure both autonomously and within a team Prior Compliance experience is not mandatory if a track record of adaptability and quick learning can be demonstrated. Professional project qualification desirable eg PRINCE II, MSP, PMP...

    12 hours ago from IvyExec

  • Compliance Analyst - Marketing Materials

    Financial Services Firm - Jacksonville, FL

    Collaboration with internal partners / Legal / Compliance / provide guidance for review of internal forms, Client agreem ... banking regulations In consultation with WM Legal and Compliance as needed, the MRG will review public and...

    15 days ago from ZipRecruiter

  • AVP- LATAM Market Risk Analyst

    Major International Bank - New York City, NY

    the organization when applicable (Credit/Finance/Operations/Compliance/Legal) to provide a strong control environment Stay abreast of current market environment to anticipate future risk changes that might impact risk positions and limits...

    12 hours ago from IvyExec

  • Trade Surveillance project manager/business analyst - Equities- AVP

    Leading Global British Investment Bank - New York City, NY

    test scripts. Good working knowledge of the regulatory and compliance environment, specifically the impact to the investment banking trading. A practical knowledge of project management systems, processes, procedures and tools. Skilled in...

    12 hours ago from IvyExec

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