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Committee On Capital Markets Regulation jobs

Viewing 1 - 10 of 1,445 jobs

  • Analyst, Markets and Dodd-Frank Monitoring

    Mitsubishii UFJ Financial Group - New York City, NY

    Conduct Officer in the implementation of a capital markets sales and trading surveillance function to monitor ... the development and implementation of capital markets sales and trading surveillance function focusing on foreign...

    30+ days ago from Mitsubishii UFJ Financial Group

  • Analyst, Markets and Dodd-Frank Monitoring

    Union Bank - New York City, NY

    the development and implementation of capital markets sales and trading surveillance function focusing on foreign ... (5%)Work on ad-hoc projects/reports.1 - 2 years of relevant experience and/or education with focus on trading and deriva...

    30+ days ago from Union Bank

  • VP - Capital Markets Regulatory Reporting Compliance

    Drum Associates - New York

    VP – Capital Markets Regulatory Reporting Compliance Officer Our client, an international bank with offices in New York ... and advise the Regulatory Reporting Platform Committee on any regulatory reporting issues Qualifications: 6+...

    6 days ago from TheLadders.com

  • Trading Floor, Capital Markets and Compliance Officer

    Compliance Search Group - New York City, NY

    Trading Floor, Capital Markets and Compliance Officer-VP A top tier global bank seeks a Markets Compliance Officer who ... Derivatives and Structured Products and Equity Capital Markets in addition to coordinating with colleagues of...

    6 days ago from TheLadders.com

  • Market Risk Officer Life & Retirement , Capital Mkts/Insurance

    AIG Financial Advisors - Houston, TX

    Risk Committee, Asset and Liability Committee and Risk and Capital Committee. </p> <p> Position Requirements ... <br />• Minimum of 15 years combined work experience in Capital Markets and the Insurance industry with a focus on...

    30+ days ago from BrokerHunter.com

  • Managing Director, Capital Investment

    Primary Care Development - New York City, NY

    in a senior management role; Demonstrated success in capital raising for not-for-profit lending; Experience with ... funders, and lending partners, raising $15-20 million in capital annually Required experience: 5+ years Minimum...

    30+ days ago from Doostang

  • Compliance Officer Markets LATAM

    Citi - Fort Lauderdale, FL

    for the implementation of the Compliance Program in Markets and Banking in the LATAM Region. The incumbent is ... and develop teams. * Good knowledge of capital markets products, including derivatives is desirable. * Strong...

    23 days ago from Citi

  • Capital Markets Consulting Actuary

    Leading Insurance and Financial Services Firm - Portland, OR

    Monitor conditions in the capital market and insurance markets and analyze changes in investment and funding ... on proprietary and structured investment performance, capital market investing and insurance company risk...

    2 days ago from IvyExec

  • VP Internal Audit, Capital Markets

    Global Bank - Finance Industry - New York City, NY

    Holding Company seeks a VP, Internal Audit to join their Capital Markets team. Very visible role with opportunity to ... projects Lead coordination of SOX testing. Prepare audit committee presentations QUALIFICATIONS Mandatory Minimum...

    21 days ago from VelvetJobs

  • AVP Internal Audit, Capital Markets

    Global Bank - Finance Industry - New York City, NY

    Company seeks an AVP, Internal Audit to join their Capital Markets team. Visible role with opportunity to support the ... Support coordination of SOX testing. Help prepare audit committee presentations QUALIFICATIONS Mandatory Minimum...

    21 days ago from VelvetJobs

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