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Committee On Capital Markets Regulation jobs

Viewing 1 - 10 of 1,246 jobs

  • Audit Manager ICG Credit Markets

    Citi - New York City, NY

    The auditor should have functional knowledge of capital markets products, systems and regulations. Key ... associated with the Credit Markets, Global Securitized Markets and Municipal businesses. * Demonstrates experience in...

    3 days ago from Citi

  • Trading Floor, Capital Markets and Compliance Officer

    Compliance Search Group - New York City, NY

    Trading Floor, Capital Markets and Compliance Officer-VP A top tier global bank seeks a Markets Compliance Officer who ... Derivatives and Structured Products and Equity Capital Markets in addition to coordinating with colleagues of...

    10 days ago from TheLadders.com

  • Market Risk Officer Life & Retirement

    Houston, TX

    Capital Markets and the Insurance industry with a focus on market risk management and asset and liability management, ... to AIG L&R Market Risk Committee, Asset and Liability Committee and Risk and Capital Committee. Risk...

    3 days ago from IvyExec

  • Vice President - Senior Balance Sheet Specialist - Capital and Liquidity Job

    Comerica - Dallas, TX

    Position Responsibilities- Contribute in the on-going process of enhancing Comerica’s capital adequacy process ... Capital Plan as it relates to appropriate capital targets, management of capital securities, share repurchases and...

    6 days ago from RetirementJobs.com

  • AVP Internal Audit, Capital Markets

    Global Bank - Finance Industry - New York City, NY

    Company seeks an AVP, Internal Audit to join their Capital Markets team. Visible role with opportunity to support the ... Support coordination of SOX testing. Help prepare audit committee presentations QUALIFICATIONS Mandatory Minimum...

    5 days ago from VelvetJobs

  • AVP, Capital Markets Internal Audit

    Global Bank - Finance Industry - New York City, NY

    Company seeks an AVP, Internal Audit to join their Capital Markets team. Visible role with opportunity to support the ... testing. • Help prepare audit committee presentations QUALIFICATIONS Mandatory Minimum Qualifications - Must Have: •...

    5 days ago from VelvetJobs

  • Operational Risk Manager, Capital Markets

    Growing Broker/dealer Firm - Finance Industry - Jersey City, NJ

    • Support Operation Risks Assessments for firm on an ongoing basis by understanding key processes in each ... • Continual monitoring and reporting to businesses/risk committee using targeted risk assessments, KPIs, trend analysis...

    5 days ago from VelvetJobs

  • Investigator Capital Markets for Compliance

    Bank/broker Dealer - Finance Industry - New York City, NY

    Powerpoint,, Outlook, and experience with the Internet and on-line research systems.* Strong analytical ability and ... Legal, Compliance, Advisory and other business units on investigation findings and matters requiring escalation.*...

    14 days ago from VelvetJobs

  • VP Internal Audit, Capital Markets

    Global Bank - Finance Industry - New York City, NY

    Holding Company seeks a VP, Internal Audit to join their Capital Markets team. Very visible role with opportunity to ... projects Lead coordination of SOX testing. Prepare audit committee presentations QUALIFICATIONS Mandatory Minimum...

    5 days ago from VelvetJobs

  • Counterparty Credit Risk Capital

    Morgan Stanley - Finance Industry - New York City, NY

    The Morgan Stanley Credit Risk Management team is recruiting an Analyst / Associate for the Credit Capital Analysis Grou ... (Lending & Repo)• Monitor credit risk capital data on a daily basis• Identify areas of weakness in the data stream...

    30+ days ago from VelvetJobs

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