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Committee On Capital Markets Regulation jobs

Viewing 1 - 10 of 1,478 jobs

  • ALM Associate/Sr Associate - Liquidity/Capital Management (195098)

    PNC - Pittsburgh, PA

    used by ALM senior management, Asset Liability Committee ( ALCO), and external regulators to both manage and ... Development of Ad-hoc analyses used to supplement/support both the liquidity management and capital strategy processes...

    14 days ago from PNC

  • Analyst, Markets and Dodd-Frank Monitoring

    Mitsubishii UFJ Financial Group - New York City, NY

    Conduct Officer in the implementation of a capital markets sales and trading surveillance function to monitor ... the development and implementation of capital markets sales and trading surveillance function focusing on foreign...

    30+ days ago from Mitsubishii UFJ Financial Group

  • Compliance Officer Markets LATAM

    Citi - Fort Lauderdale, FL

    for the implementation of the Compliance Program in Markets and Banking in the LATAM Region. The incumbent is ... and develop teams. * Good knowledge of capital markets products, including derivatives is desirable. * Strong...

    30+ days ago from Citi

  • Investigator Capital Markets for Compliance

    Bank/broker Dealer - Finance Industry - New York City, NY

    synthesize findings and report to management, partners and committee members for effective assessment of viability and ... Legal, Compliance, Advisory and other business units on investigation findings and matters requiring escalation.

    9 days ago from VelvetJobs

  • VP - Capital Markets Regulatory Reporting Compliance (10605)

    Drum Associates - White Plains, NY

    <p>VP – Capital Markets Regulatory Reporting Compliance Officer<br /><br /><br /><br /><br /></p><p>Our client, an inter ... advise the Regulatory Reporting Platform Committee on any regulatory reporting issues</li></ul><p></p><p>...

    10 days ago from AllCountyJobs.com

  • Capital Markets Consulting Actuary

    Leading Insurance and Financial Services Firm - Portland, OR

    Monitor conditions in the capital market and insurance markets and analyze changes in investment and funding ... on proprietary and structured investment performance, capital market investing and insurance company risk...

    15 days ago from IvyExec

  • AVP Internal Audit, Capital Markets

    Global Bank - Finance Industry - New York City, NY

    Company seeks an AVP, Internal Audit to join their Capital Markets team. Visible role with opportunity to support the ... Support coordination of SOX testing. Help prepare audit committee presentations QUALIFICATIONS Mandatory Minimum...

    9 days ago from VelvetJobs

  • Trading Floor, Capital Markets and Compliance Officer

    Compliance Search Group - New York City, NY

    Trading Floor, Capital Markets and Compliance Officer-VP A top tier global bank seeks a Markets Compliance Officer who ... Derivatives and Structured Products and Equity Capital Markets in addition to coordinating with colleagues of...

    19 days ago from TheLadders.com

  • Associate, Capital and Accounting

    Sifma - New York City, NY

    Committee IFRS Committee Asset Management Accounting Policy Committee Product Controller Committee Treasurer’s Committee ... and capital markets; Knowledge of prudential capital standards, accounting policy, and regulatory reporting;...

    6 days ago from eFinancial Careers

  • Operational Risk Manager, Capital Markets

    Growing Broker/dealer Firm - Finance Industry - Jersey City, NJ

    • Support Operation Risks Assessments for firm on an ongoing basis by understanding key processes in each ... • Continual monitoring and reporting to businesses/risk committee using targeted risk assessments, KPIs, trend analysis...

    9 days ago from VelvetJobs

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