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Code Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 886 jobs

  • Compliance Officer (00791805)

    Robert Half International - New York City, NY

    training. Duties & Responsibilities: * Aids AVP, Compliance Officer and management on compliance and supervisory ... Company: Robert Half - US More jobs like this * Compliance Officer * Controller * Experienced Accountant *...

    22 days ago from eFinancialCareers Ltd

  • VP Senior Manager Regulatory Compliance

    HSBC - New York City, NY

    Global Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources ... management of AVP Regulatory Compliance and Regulatory Compliance Officer staff. Management of Risk (Operational Risk...

    28 days ago from TheLadders.com

  • Private Equity & Hedge Funds Compliance Associate

    Compliance Search Group - New York City, NY

    will provide operational support to the Chief Compliance Officer regarding regulatory compliance matters affecting ... compliance matters (personal trade monitoring, code of ethics, compliance certifications, etc.) o Other related duties...

    7 days ago from TheLadders.com

  • Investment Management - Mutual Funds Compliance

    Compliance Search Group - New York City, NY

    training. Responsibilities: • Aids SVP, Chief Compliance Officer and management on compliance and supervisory ... Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    11 days ago from TheLadders.com

  • Compliance Officer

    Asset Management Firm - Finance Industry - New York City, NY

    and detail-oriented compliance professional for the role of Compliance Officer. The compliance professional will be ... and reportsMonitoring adherence with Code of Ethics and Compliance ManualsMonitoring AML and KYC...

    30+ days ago from VelvetJobs

  • Pharmacovigilance Officer

    Scientific Search - Edgewater, NJ

    Officer Position Purpose: Pharmacovigilance Officer is responsible for instituting and maintaining the ... adverse reactions concerning all medical products, ensuring compliance with the company’s global/local procedures,...

    14 days ago from ZipRecruiter

  • Private Equity-Compliance Analyst (00820223)

    Compliance Search Group - New York City, NY

    Investment Advisers Act. The candidate will assist with compliance functions relating to the firm's Code of ... - Credit / Market Risk - Business Analyst * Senior Compliance Officer - Rapidly Expanding European Private Equity...

    8 days ago from eFinancialCareers Ltd

  • Compliance Officer

    Mutual Fund Company - Finance Industry - New York City, NY

    person will report directly to the SVP Chief Compliance Officer and will be responsible for interpretation and ... and assist in training. Responsibilities: Aid SVP, Chief Compliance Officer and management on compliance and...

    22 days ago from VelvetJobs

  • Banking & Broker Dealer Compliance NYC (00780277)

    Michael Page International - US - New York City, NY

    Director * EMEA Compliance Officer * Head of Compliance * Compliance - Group Head Compliance * Compliance - SVP ... Compliance * U.S. Regulatory Affairs Compliance Officer * Compliance Officer & Client Service Manager * Operations...

    30+ days ago from eFinancialCareers Ltd

  • Associate Compliance/Counsel

    Bank/broker Dealer - Finance Industry - New York City, NY

    regulated financial institution * Regulatory/supervisory and/or compliance (e.g., Code of Ethics, conflicts of interest, ... with a minimum of 5 years' experience as a regulator or compliance officer * Must possess highly effective written...

    8 days ago from VelvetJobs

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