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Code Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 871 jobs

  • Assistant Vice President (AVP) - Compliance Officer

    The Execu|Search Group - New York City, NY

    - Compliance Officer. In this role, the AVP - Compliance Officer will make recommendations to the firm regarding ... Vice President (AVP) - Compliance Officer will: * Aid Chief Compliance Officer and management on compliance and...

    30+ days ago from Execu-Search

  • Compliance Officer

    Robert Half International - New York City, NY

    Financial Services is currently recruiting for a Compliance Officer role within an International Capital Markets firm, ... firm, Investment Bank or Broker-Dealer. THE ROLE This Compliance Officer position is a replacement role and...

    30+ days ago from eFinancial Careers

  • Vice President - Professional Ethics Compliance Officer

    Compliance Search Group - New York City, NY

    bank is seeking a Professional Ethics Compliance Officer Vice President at their NYC location. ... Principle Business Responsibilities: • Compliance Advisory will work with the Professional Ethics to resolve and...

    30+ days ago from The Ladders

  • Compliance Counsel

    The Execu|Search Group - New York City, NY

    compliance program addresses them * Overseeing system for compliance reporting, whistle-blowing and general reporting ... company * Relevant Business, Management, Operational or Compliance work experience * Advanced knowledge of Compliance...

    30+ days ago from Execu-Search

  • Code of Ethics & Control Room Officer

    Compliance Search Group - New York City, NY

    Management firm is seeking a Code of Ethics- Control Room Officer to be responsible for reviewing, delivering and ... in a Code of Ethics and Control Room role or a Compliance background. · Effective written and verbal communication...

    30+ days ago from The Ladders

  • VP - Senior Credit Officer

    Moody's - New York City, NY

    and market views Adherence to all applicable regulatory, code of conduct and best practice requirements and standards ... for Securities Trading. Employment is contingent upon compliance with the Policy, including remediation of...

    9 days ago from eFinancial Careers

  • Chief Financial Officer

    Milrose Consultants - New York City, NY

    and forecasting, project management, building code compliance services, zoning consultation and municipal filing ... they specialize in navigating the complex municipal compliance path in the northeast to secure approval of their...

    5 days ago from The Ladders

  • Chief Compliance Officer

    Marsh & Mclennan Companies - New York City, NY

    The Chief Compliance Officer, Risk and Insurance Services Segment serves on the senior Legal Compliance & Public Affairs ... Compliance & Public Affairs RIS and to the MMC Chief Compliance Officer. Responsibilities Advises senior leadership...

    4 hours ago from Marsh & McLennan Companies

  • Compliance Officer

    Robert Half Finance & Accounting - New York, NY

    Half Financial Services is recruiting for an experienced Compliance Officer for a well-recognized Asset Management ... Compliance testing. Duties & Responsibilities: - Aids Chief Compliance Officer and management on compliance and...

    30+ days ago from Robert Half Finance & Accounting

  • Senior Compliance Officer Ethics Attorney (Asia Pacific Region)

    Citi - Long Island City, NY

    Senior Vice President/Ethics reports to a Director/Ethics Officer and ultimately to Citis Chief Ethics Officer within ... related to employee outreach, the Code of Conduct, and Code of Conduct training.QualificationsKnowledge/Experience:...

    18 days ago from Citi