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Code Compliance Officer jobs - New Brunswick, NJ

Viewing 1 - 10 of 605 jobs

  • Code of Ethics Compliance

    Compliance Search Group - New York City, NY

    Code of Ethics Compliance An asset management firm seeks a Senior Compliance professional who will be responsible for ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    30+ days ago from The Ladders

  • Investment Advisory Compliance Officer

    Compliance Search Group - New York City, NY

    Chief Compliance Officer and work side-by-side with other compliance professionals and other employees by performing, ... pre- and post-trade portfolio investment guideline compliance and reporting • Monitor compliance with the firm’s Code...

    18 days ago from The Ladders

  • Senior Compliance Officer - Latam Ethics Attorney

    Kvr Consultant - New York City, NY

    Senior Compliance Officer- Latam Ethics Attorney - KVR Consultant – New York, NY Based in New York, the Senior Vice ... a Director/Ethics Officer and ultimately to Chief Ethics Officer within Global Ethics Office. Ethics Officers within...

    30+ days ago from The Ladders

  • Associate Manager- Compliance Monitoring Job

    Novo Nordisk - Princeton, NJ

    auditing activities, (v) presenting findings to the Chief Compliance Officer and Senior Management, and (vi) preparing ... Compliance and may take direction from the Chief Compliance Officer. Individual will interact daily with other...

    12 days ago from HireLifeScience.com

  • Compliance Analyst, Advertising & Marketing Review

    Compliance Search Group - New York City, NY

    Analyst who will be responsible for assisting the Chief Compliance Officer with the firm's compliance program as it ... compliance-related inquiries. • Review code of ethics submissions, including review of personal trading and...

    11 days ago from The Ladders

  • Head of Compliance

    Mcr Search* - New York City, NY

    to compliance matters. Responsibilities of the Chief Compliance Officer Oversee all components of compliance ... manual, Code of Ethics, and consistent monitoring of compliance risks and requirements. Maintain compliance...

    30+ days ago from The Ladders

  • Code Compliance Officer

    URS - New York City, NY

    project management experience with emphasis on code compliance • Must be a certified NYS Code Enforcement ... • Assists and reports the NYC mandated Code Compliance Manager on ESA issues. • Manages and coordinates code...

    19 days ago from URS Corporation

  • Code Compliance Officer

    AECOM - New York, NY

    Construction. Under direct supervision of the Senior Code Compliance Manager, the incumbent will manage, ... Compliance Manager on ESA issues. Manages and coordinates code compliance plan with the designers and elected...

    30+ days ago from TAOnline

  • Senior Compliance Officer- Latam Ethics Attorney-Finance

    KP Recruiting Group - New York City, NY

    Senior Vice President/Ethics reports to a Director/Ethics Officer and ultimately to Chief Ethics Officer within Global ... those related to the Code of Conduct and corresponding Code of Conduct training. Qualifications...

    2 days ago from KP Recruiting Group

  • Compliance Officer (00981195)

    Robert Half International - New York City, NY

    Half Financial Services is recruiting for an experienced Compliance Officer for a well-recognized Asset Management ... Compliance testing. Duties & Responsibilities: - Aids Chief Compliance Officer and management on compliance and...

    3 days ago from eFinancialCareers Ltd