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Code Compliance Officer jobs - New Brunswick, NJ

Viewing 1 - 10 of 714 jobs

  • Senior Compliance Officer – ICG Third Party Risk Management

    Citi - Jersey City, NJ

    practices across Citi, partnering with colleagues across Compliance, enterprise and sector risk management functions, ... and governance. The successful candidate will represent Compliance on enterprise-wide and Institutional Clients...

    30+ days ago from Citi

  • Compliance Officer

    Robert Half International - New York City, NY

    Financial Services is seeking an experienced Compliance Officer (CO). The role aims to support and facilitate an ... training. Duties & Responsibilities: Aids AVP, Compliance Officer and management on compliance and supervisory...

    30+ days ago from eFinancial Careers

  • Chief Compliance Officer (Investment Management)

    Daruma Capital Management - New York City, NY

    strategy and operations. The Chief Compliance Officer will directly monitor and enhance Daruma’s compliance ... and compliance issues. The Chief Compliance Officer will be a key member of the senior management team leading...

    4 days ago from TheLadders.com

  • Chief Compliance Officer RIA, Mutual Funds (Staffing And Recruiting Company)

    Compliance Search - New York City, NY

    client is currently in need of a Chief Compliance Officer MBA, CPA, CFA or CFP is a plus 7- 10 years ... regulatory changes Develop, monitor and update the firm s Compliance Policies and Procedures, including the Code of...

    8 days ago from Doostang

  • Compliance Officer

    Leading Medical and Pharmaceutical Company - Newark, NJ

    compliance audit focus activitiesRequirements of US Compliance Officer:Graduate degree, MBA or Law degree ... experienceMust have experience working as a Compliance Officer for a Pharma, Biotech, or Medical Device companyMust...

    30+ days ago from IvyExec

  • Compliance Officer

    Hedge Fund - New York City, NY

    with Quarterly Compliance Review Monitoring adherence with Code of Ethics and Compliance Manuals Reviewing all ... compliance risks and conflicts of interest Providing compliance training for employees Providing advice and...

    28 days ago from IvyExec

  • Chief Compliance Officer

    Sec Registered Investment Adviser - Finance Industry - New York City, NY

    The ideal candidate will act as the Chief Compliance Officer of a SEC registered investment adviser and support ... Act of 1940 and other US federal securities laws Ensure compliance with the adviser’s Code of Ethics for employees...

    13 hours ago from VelvetJobs

  • Compliance Officer

    Michael Page - New York City, NY

    Summary Compliance Officer role at an established buy side firm based in New York City, with a focus on advisory ... including documenting changes, monitor the firm's compliance calendar and ensure all compliance deliverables...

    11 days ago from CareerBuilder

  • VP - Senior Compliance Officer

    Major Credit Rating Agency - New York City, NY

    Role/Responsibilities Serve as the Face of Compliance in the role of Business Unit Compliance Officer for one or more ra ... compliance efforts globally through a network of regional compliance associates and centralized compliance functions.

    1 day ago from IvyExec

  • Chief Compliance Officer

    Daruma Capital Management, Llc - Finance Industry - New York City, NY

    Chief Compliance Officer Daruma Capital Management (www.darumanyc.com) seeks a seasoned investment management compliance ... strategy and operations. The Chief Compliance Officer will directly monitor and enhance Daruma’s compliance...

    11 days ago from VelvetJobs

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