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Code Compliance Officer jobs - New Brunswick, NJ

Viewing 1 - 10 of 564 jobs

  • Chief Compliance Officer - Asset Management

    Efinancial Careers - New York City, NY

    Chief Compliance Officer / Head of Operational Risk Company Description: Our client is a multi-billion dollar institutio ... Chief Compliance Officer with 7 - 10+ years of compliance experience within the asset management industry. A JD and...

    29 days ago from eFinancial Careers

  • Code of Ethics Compliance

    Compliance Search Group - New York City, NY

    Code of Ethics Compliance An asset management firm seeks a Senior Compliance professional who will be responsible for ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    12 days ago from The Ladders

  • SENIOR COMPLIANCE OFFICER

    BNP Paribas Investment Partners - New York City, NY

    Officer in our New York office. As a member of the Compliance team, the Senior Compliance Officer will be ... in maintaining, updating, developing and testing firm wide compliance policies and programs; managing compliance...

    29 days ago from eFinancial Careers

  • Code of Ethics, Senior Compliance Manager

    Compliance Search Group - New York City, NY

    Code of Ethics, Senior Compliance Manager Our client, a top-tier asset management firm, seeks a Senior Compliance ... of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the...

    30+ days ago from The Ladders

  • Senior Compliance Officer- Latam Ethics Attorney -

    Jasper Media - New York City, NY

    Senior Vice President/Ethics reports to a Director/Ethics Officer and ultimately to Chief Ethics Officer within Global ... those related to the Code of Conduct and corresponding Code of Conduct...

    12 days ago from ZipRecruiter

  • Senior Compliance Officer - Latam Ethics Attorney

    Kvr Consultant - New York City, NY

    Senior Compliance Officer- Latam Ethics Attorney - KVR Consultant – New York, NY Based in New York, the Senior Vice ... a Director/Ethics Officer and ultimately to Chief Ethics Officer within Global Ethics Office. Ethics Officers within...

    5 days ago from The Ladders

  • Senior Compliance Officer- Latam Ethics Attorney

    CR Professional Talent - New York City, NY

    Senior Vice President/Ethics reports to a Director/Ethics Officer and ultimately to Chief Ethics Officer within Global ... those related to the Code of Conduct and corresponding Code of Conduct training. Qualifications...

    12 days ago from ZipRecruiter

  • Compliance Officer - Asset Management

    Drum Associates - New York City, NY

    This person will report directly to the Chief Compliance Officer and will be responsible for interpretation and ... Include: Aid Chief Compliance Officer and management on compliance and supervisory matters Develop, draft and...

    30+ days ago from The Ladders

  • Vice President of Compliance

    Pelham Berkeley Search - New York City, NY

    * Establish and implement controls and KRI / KPI oversight for ensuring compliance and reporting on Code of Conduct and ... group examination management and assist the Chief Compliance Officer in responding timely to regulatory...

    24 days ago from ZipRecruiter

  • Head of Compliance

    Mcr Search* - New York City, NY

    to compliance matters. Responsibilities of the Chief Compliance Officer Oversee all components of compliance ... manual, Code of Ethics, and consistent monitoring of compliance risks and requirements. Maintain compliance...

    30+ days ago from The Ladders