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Chief Compliance Officer jobs

Viewing 1 - 10 of 524 jobs

  • Chief Compliance Officer

    Elizabeth Hospice - Escondido, CA

    Hospice’s Chief Executive Officer. The Chief Compliance Officer will lead the organization’s corporate compliance and ... measures, risk and compliance. The Chief Compliance Officer will design, deliver and coordinate quality improvement...

    30+ days ago from TheLadders.com

  • Chief Compliance Officer

    Compliance Search Group - Dallas, TX

    Chief Compliance Officer A SEC-registered investment adviser seeks a Chief Compliance Officer (CCO) who will be ... hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    3 days ago from TheLadders.com

  • Chief Compliance Officer - Affiliated Broker Dealers

    Highland Capital Management - Dallas, TX

    individual to join our compliance team as a Chief Compliance Officer of our affiliated Broker Dealers. The ... and review the firm’s compliance procedures Perform compliance testing and assist with the preparation of the annual...

    10 days ago from TheLadders.com

  • Chief Compliance Officer - Healthcare

    Imprimis Group - Dallas, TX

    Compliance Officer Responsibilities: Develops, initiates, maintains, and revises policies and procedures for the general ... compliance hotline. Institutes and maintains an effective compliance communication program for the organization,...

    30+ days ago from TheLadders.com

  • Chief Compliance Officer

    One Call Care Management - Jacksonville, FL

    Compliance Officer, MD), and as determined by the Chief Compliance Officer Represent the Corporation to external ... & Compliance 90-Day Plan Supervise the Corporate Compliance and other personnel conduct compliance...

    30+ days ago from Doostang

  • Director, Compliance Officer

    Fortune 100 Financial Services Company - Charlotte, NC

    As a manager, the Director/Chief Compliance Officer will be responsible for managing the compliance program of the ... compliance and/or control risks and opportunities for compliance checks and control enhancements; investigating...

    5 days ago from IvyExec

  • Deputy Chief Compliance Officer

    Compliance Search Group - Chicago, IL

    Chief Compliance Officer A Broker/Dealer seeks a Deputy Chief Compliance Officer who will be responsible for ... and a strong compliance culture • Previous experience as a Chief Compliance Officer or Deputy Chief Compliance Officer...

    30+ days ago from TheLadders.com

  • Asset Management Compliance Officer

    Compliance Search - Chicago, IL

    with the Companys General Counsel and Chief Compliance Officer, external fund counsel and external fund service ... Compliance Analyst who will assist the General Counsel and Chief Compliance Officer in providing legal and regulatory...

    30+ days ago from Doostang

  • Compliance Officer - A&Q Hedge Fund Solutions

    Private Wealth & Asset Management Firm - Stamford, CT

    a Compliance Officer who will report directly to the Chief Compliance Officer. The position is based in Stamford, ... senior professionals. The Compliance Officer conducts other compliance related reviews and provides deliverables in...

    14 days ago from IvyExec

  • Compliance Officer - Debt Capital Markets & Investment Banking |

    Duncan-williams - Memphis, TN

    The Compliance Officer position will report directly to the Chief Compliance Officer Ability to work both independently ... compliance projects, registration requirements and compliance affirmations Keeps abreast of external compliance...

    30+ days ago from Doostang

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