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Chief Compliance Officer jobs

Viewing 1 - 10 of 98 jobs

  • Chief Compliance Officer- Broker Dealer

    Rochester, NY

    aspects of the compliance program including Fixed Income Compliance, AML, Equity Derivatives Compliance, Sales and ... surveillance, branch testing and trading and employee compliance. Implement a comprehensive, a scalable compliance...

    12 days ago from IvyExec

  • Chief Compliance Officer

    Phoenix, AZ

    Education and Annual Compliance Meeting.Ensuring CCC compliance with applicable regulatory requirements, including ... regulatory examinations of CCC.The Chief Compliance Officer Candidate ProfileSkills:Technical expertise in FINRA...

    19 days ago from IvyExec

  • Deputy Chief Compliance Officer

    New York City, NY

    Alternative Investments firm is looking for a Deputy Chief Compliance Officer who understands the financial markets, ... necessary qualifications for the Deputy Chief Compliance Officer are below. The successful candidate will work with...

    25 days ago from IvyExec

  • Compliance Manager

    Columbus, OH

    of business has an LOB Chief Compliance Officer, who is the Compliance Head and who reports to the Firm's Chief ... Officer. This structure provides the means for the compliance team to communicate compliance and regulatory...

    4 days ago from IvyExec

  • Executive Director Clearing Compliance Risk Management

    Chicago, IL

    relevant frameworks. The position will report to the Chief Compliance Officer of CME Clearing. Formal validation ... methodology must be prepared annually and submitted to the Chief Risk Officer of CME Clearing, relevant regulatory...

    10 days ago from IvyExec

  • Senior Compliance Attorney

    Duluth, GA

    will include general legal support of the Ethics & Compliance Office, with a focus on compliance issues ... under the supervision of the Law Vice President & Chief Ethics & Compliance Officer, the principal duties of...

    24 days ago from IvyExec

  • Director, Compliance Program Office

    Frisco, TX

    OFAC.Advises the Vice President, Program Office and Chief Compliance Officer of emerging compliance issues and ... directed by compliance senior management, including the Chief Compliance Officer and General Counsel.Relationship...

    19 days ago from IvyExec

  • Chief Medical Officer

    Irvine, CA

    The Chief Medical Officer (CMO) of Optum Medical Group, Southern California (OMG-SC) is responsible to lead the ... implement practices that ensure overall clinical compliance of the medical practices, including coding accuracy Serve...

    1 day ago from IvyExec

  • Chief Privacy Officer â?? Executive Director

    New York City, NY

    The Chief Privacy Officer and Senior Counsel (CPO ") oversees the strategy and implementation of Global Privacy & Data ... controls.Qualifications10-15 years’ dedicated privacy compliance experience, preferably from within a multi-national...

    29 days ago from IvyExec

  • Chief Privacy Officer

    Kirkland, WA

    procedures and practices.Oversee privacy policies and compliance with privacy laws and regulations.Serve as the company evangelist within the web professional community on issues related to trust, as well as current Internet issues.Work...

    29 days ago from IvyExec

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