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Chief Compliance Officer jobs

Viewing 1 - 10 of 313 jobs

  • CEO - Newberry County Memorial Hospital

    QHR - Newberry, SC

    OPPORTUNITY The Chief Executive Officer is responsible for all day-to-day operations of the ... is maintained. The CEO ensures compliance with applicable laws and regulations as well as all policies and...

    30+ days ago from MiracleWorkers.com

  • Chief Operating Officer

    Seattle, WA

    The Chief Operating Officer (COO) serves as a key member of the organization with responsibility for advising the CEO, ... strategic direction. Reporting and relationships: The Chief Operating Officer reports to the CEO and has key...

    3 days ago from IvyExec

  • Chief Financial Officer

    Bluebonnet Distributing - Houston, TX

    relationships with commercial banks for covenant compliance reporting and treasury servicesAbility to effectively multi-task a wide range of responsibilities in a start-up environmentProfessional and courteous demeanor at all times Strong...

    12 days ago from Doostang

  • Chief Compliance Officer- Broker Dealer

    Rochester, NY

    aspects of the compliance program including Fixed Income Compliance, AML, Equity Derivatives Compliance, Sales and ... surveillance, branch testing and trading and employee compliance. Implement a comprehensive, a scalable compliance...

    22 days ago from IvyExec

  • Part Time CFO

    Musical Health Technologies - Los Angeles, CA

    category: Ensure accounting procedures and models are in compliance with Federal and State requirementsCreate and set up processes to support the budget process and the monthly and quarterly forecastMBA preferred, Finance degree...

    30+ days ago from Doostang

  • Chief Compliance Officer, Broker Dealer

    Chicago, IL

    The Chief Compliance Officer, Broker-Dealers, US PCG Compliance, oversees the US broker-dealer compliance risk ... compliance risk appetite.· Provide input to the Chief Compliance Officer, U.S. PCG Compliance on strategies for...

    29 days ago from IvyExec

  • Investment Officer

    Pro Mujer - New York City, NY

    addition to managing the existing portfolio, the Investment Officer will play an integral role in executing the Group's ... on an actual and 12-month look forward basisEnsure compliance with governance / risk management policiesProvide...

    30+ days ago from Doostang

  • Senior Compliance Officer- Conduct and Emerging Risk

    New York City, NY

    functions on behalf of the Office of the Chief Compliance Officer.Primary responsibilities will include the ... and initiatives on behalf of the Office of the Chief Compliance Officer.Development value: Sustentative...

    22 days ago from IvyExec

  • Ethics and Compliance Officer

    Miami, FL

    in the resolution of major compliance related issues and/or compliance efforts Maintain a Facility Ethics and Compliance ... compliance initiatives required Relevant ethics and compliance certification in healthcare strongly preferred Must...

    15 hours ago from IvyExec

  • Executive Director Clearing Compliance Risk Management

    Chicago, IL

    relevant frameworks. The position will report to the Chief Compliance Officer of CME Clearing. Formal validation ... methodology must be prepared annually and submitted to the Chief Risk Officer of CME Clearing, relevant regulatory...

    20 days ago from IvyExec

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