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Cco Investment Services jobs

Viewing 1 - 10 of 154 jobs

  • Investment Adviser with 5+ years of experience

    BCG Attorney Search - New York City, NY

    an indefinite contract attorney attorneys with 5+ years of investment adviser and/or broker-dealer compliance ... capital, mutual funds and other investment/financial services companies). Chief Compliance Officers (CCOs),...

    15 days ago from BCG Attorney Search

  • Compliance Manager- Investments Compliance

    Compliance Search Group - New York City, NY

    to regulatory or policy requirements • Maintain Investment Adviser compliance policies/manual • Design and oversee ... A major financial services firm is seeking a Compliance Manager to join their Investment Adviser...

    11 days ago from eFinancial Careers

  • CCO Senior Relationship Manager

    Citi - New York, NY

    of training (i.e., strategies to measure return on investment) -Implements training projects employing blended ... improvement change -Provides management and consulting services in the area of organizational effectiveness and...

    18 days ago from Citi

  • Compliance, Securities Division Compliance: Office of the CCO, Analyst/Associate

    Goldman Sachs Group - New York City, NY

    Office of the Chief Compliance Officer (“Office of the CCO”) is to assist the firm’s Chief Compliance Officers in ... of the CCO and/or other compliance related initiatives • Coordinate the firm’s regulatory reform efforts Open...

    30+ days ago from Goldman Sachs Group, Inc

  • Manager, Portfolio Management (CCO)

    Walgreens - Deerfield, IL

    (CCO) business objectives and ensuring that project and investment requests are aligned with evolving organizational ... process, including the recommendation of resource investment and prioritization decisions to CCO and senior...

    30+ days ago from Walgreens

  • VP - Conduct Risk - CCO

    Barclays - New York City, NY

    Department Overview Barclays is an international financial services provider engaged in personal banking, credit cards, ... visit our website www.barclays.com . Barclays offers investment banking products and services in the US through...

    30+ days ago from Barclays

  • Sr. Compliance Officer to CCO Investment Management (ETF & Mutual Fund Background preferred)

    Compliance Search International - New York City, NY

    Our client, an Investment Management firm, is a provider of exchange-traded funds that facilitates access to investment ... Minimum 5 10 years of investment company and investment advisory compliance experience Experience with...

    30+ days ago from Compliance Search Group

  • Senior Compliance Associate - Private Investment Manager

    Huxley Banking & Financial Services - Boston, MA

    If you are a Compliance professional with a generalist background in supporting/ managing an Investment Adviser program, ... you. Are reputable investment manager who offer multiple investment strategies which include quantitative techniques...

    5 days ago from Huxley Banking & Financial Services

  • Investment Assistant I

    Citizens Financial Group - Cranston, RI

    location may be required. Qualifications * Financial services background preferred * Excellent interpersonal and ... Equal Employment Opportunity It is the policy of CCO Investment Services, Corp. to provide equal employment...

    30+ days ago from Citizens Financial Group

  • SR COMPLIANCE OFFICER - 1919 INVESTMENT COUNSEL

    Stifel Financial - Baltimore, MD

    and 1919ic business persons, including senior management, investment managers and sales and marketing personnel, ... * Minimum 3 years experience in investment advisory industry, legal and/or compliance role, 5 plus years preferred...

    30+ days ago from Stifel Financial Corp