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Brokerage Coordinator jobs - New York, NY

Viewing 1 - 10 of 6,378 jobs

  • Advisory Financial Services Manager Broker Dealer Operations (5613723)

    PwC - New York City, NY

    Principals and/or a regulatory examiner or regulatory coordinator, including the following areas: -Understanding and application of FINRA Rule 4520, SEA 17a-5, 15c3-1 and 15c3-3 to the development of solutions for broker-dealers,...

    30+ days ago from PwC

  • Human Resources Coordinator

    Success Academy - New York City, NY

    including the ability to apply for a job. Human Resources Coordinator Location US-NY-New York Category Network Staff ... of joyful excellence. Responsibilities: The Human Resources Coordinator will work primarily at the network office and...

    18 days ago from Success Academy

  • Banking & Broker Dealer Compliance NYC

    Michael Page International - US - New York City, NY

    The ideal candidate should be well versed covering both the banking & broker-dealer businesses from a compliance perspective. The responsibilities include: Assist SVP in overseeing and monitoring the implementation of the Corporate...

    16 days ago from eFinancial Careers

  • Senior Brokerage Coordinator

    Cushman & Wakefield - New York City, NY

    Principal Responsibilities: All administrative tasks required to facilitate the transaction of real estate business Coordinate marketing, research, and financial analysis efforts, as it relates to marketing packages; create marketing...

    24 days ago from Doostang

  • Senior Compliance Officer AML Training Developer Coordinator

    Citi - New York

    and credit, corporate and investment banking, securities brokerage, and wealth management. Additional information may be found at www.citigroup.com or www.citi.com. Description Training professional with AML or related expertise/experience...

    27 days ago from Citi

  • RVP Channel Sales Mgr (tri-state area) broker/voluntary benefits exp

    Confidential - New York City, NY

    Company Description: Job Description: Come join an emerging organization with over 6 million customers and over $1 billion in customer sales! We are seeking established Channel Sales Managers with a minimum of 7 to 10 years of sales or...

    6 days ago from ZipRecruiter

  • Broker Dealer Compliance Officer

    Morgan Stanley - Finance Industry - New York City, NY

    Description The Broker-Dealer Compliance Officer will be expected to perform various compliance monitoring functions involving federal and state securities laws, rules and regulations including but not limited to the securities related...

    5 hours ago from VelvetJobs

  • Licensed Customs House Broker

    Ijs Global - Sayreville, NJ

    Company Profile: IJS Global has developed a portfolio of industry leading freight forwarding services and applications which are offered to clients as an integral part of our managed service, enabling them to select the business solution...

    9 days ago from JobsInLogistics.com

  • Financial Controller Broker Dealer

    Jersey City, NJ

    audits and financial reporting controls for a Prime Brokerage broker/dealer. Strong background for IFRS and U.S. ... Manages monthly close and year end audit of a Prime Brokerage and Corresponding Clearing broker/dealer.

    2 days ago from IvyExec

  • Director - Prime Brokerage Margin and Risk Technology

    Bank of America - Jersey City, NJ

    Unit and Department Structure: <BR>Prime Brokerage supports hedge funds, professional traders and ... <BR>• Knowledge of Prime Brokerage, financing business, and margin process and risk management...

    10 days ago from Disabled Person

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