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Brokerage Coordinator jobs

Viewing 1 - 10 of 124 jobs

  • Prime Brokerage and Trading Desk Compliance

    Compliance Search Group - New York City, NY

    Prime Brokerage and Trading Desk Compliance A global bank seeks a Securities Compliance Officer who will Conduct Surveillance of all equity and equity option activities within the firm. The candidate will be the point person for equities...

    30+ days ago from TheLadders.com

  • Product Manager Global Trading Tools (An Independent Research and Execution Broker)

    Itg - New York City, NY

    The successful candidate would be quality and client-service oriented, an effective communicator and a creative thinker who would help shape the long term vision for new products and innovative product enhancements Responsibilities: Take...

    30+ days ago from Doostang

  • Compliance Director, Broker / Dealer

    Iowa Career Connection - Des Moines, IA

    Our client is a leading B/D and RIA based in Iowa. This position provides strategic compliance oversight for the organization and its registered entities: •Lead the Compliance program for each entity to ensure compliance with applicable...

    30+ days ago from TheLadders.com

  • Compliance Director, Broker-Dealer

    CUNA Mutual Group - Waverly, IA

    Financial Group’s registered entities, including CUNA Brokerage Services, Inc. (CBSI) as a registered broker/dealer ... Experience Level 8+ years Area of Interest(s) Brokerage, Investment Type of Job Full Time Work Location Waverly,...

    30+ days ago from CUNA Mutual Group

  • Director of Financial Control - Broker Dealer CPA

    Michael Page - New York City, NY

    Government Bond and Prime Brokerage broker/dealers including Futures Commission Merchant Activity ... Government Bond Primary broker/dealer, Prime Brokerage and Corresponding Clearing broker/dealer and two Futures Commissi...

    30+ days ago from Michael Page

  • WebSphere Message Broker V8 Solutions Developer

    Aikon - Seattle, WA

    Job title: WebSphere Message Broker V8 Solutions Developer Location: Seattle, WA Duration: 6+ months contract This role will require at least 7 years of experience with WebSphere Message Broker (WMB), and at least 3 years of experience...

    5 days ago from Tech Fetch

  • Project Manager I / Project Coordinator

    Ascent - San Francisco, CA

    Experience with brokerage, investment portfolio management, trust or retirement/ 401k providers is preferred ... 2+ years as a project manager/coordinator is essential for this role...

    17 hours ago from Ascent

  • Manager, Operational Due Diligence

    Bond Street Group - New York City, NY

    About the Opportunity One of our clients, a prestigious financial services firm is now seeking a qualified Manager, Operational Due Diligence to join their team. Apply today to be considered for this excellent opportunity! Job Description...

    12 days ago from Bond Street Group

  • Global Vendor Specialist

    Surya - Calhoun, GA

    Surya is a passionate mix of fashion and vision. The high-speed pace is thrilling; the challenges come quickly; the opportunities are limitless. We hire world-class talent and embrace creative ideas and diverse abilities. We are growing by...

    3 days ago from Surya

  • SVP - Acquisitions

    Rets Associates - Wichita, KS

    RETS Associates, on behalf of its client, an innovative hotel brand with significant growth plans, is recruiting candidates for a Senior Vice President of Acquisitions. This is a role for a leader with 12 or more years of experience in...

    6 days ago from RETS Associates

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