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Brokerage Coordinator jobs

Viewing 1 - 10 of 13 jobs

  • Vice President, Corporate Counsel

    Newark, NJ

    Qualifications Candidate will have 7 to 15 years of insurance and securities law experience;Candidate must have an exceptional working knowledge of retail investment advisory, FINRA rules, insurance laws governing broker-dealers as well as...

    28 days ago from IvyExec

  • Regulatory and Compliance Attorney

    Laguna Source - Bloomfield Hills, MI

    Regulatory and Compliance Attorney, Law Firm, Greater Detroit Area We are a well-established and growing boutique law firm in the greater Detroit area seeking a regulatory and compliance attorney to stay abreast of all new banking...

    30+ days ago from Laguna Source

  • Compliance Director

    Mcmahon Financial - Pittsburgh, PA

    individuals across the U.S. We utilize fee based advisory, brokerage and risk management vehicles to help fund legacy, retirement, asset management, education and insurance needs. Supervises activities of the Office with respect to...

    8 days ago from Networks and Systems Professional Association

  • Associate GC-Investment Mgmnt, Trust & Fiduciary

    New York City, NY

    services organization. Experience with banking, brokerage, pension, life insurance and other types of financial ... and written communications skills. Experience with brokerage and pension products. In house experience a significant...

    4 days ago from IvyExec

  • Trust Advisor

    Overland Park, KS

    Bank products and services (i.e., investments, insurance, brokerage, private banking, retirement planning). Problem solving, dispute resolution and litigation management Current knowledge of company policies and procedures, state and...

    16 days ago from IvyExec

  • Senior Private Client Advisor

    Boston, MA

    estate planning, financial and wealth planning. Brokerage Solutions: mutual funds, UIT's, variable and fixed ... individual stocks and bonds and other related brokerage solutions. Insurance Solutions: permanent (variable life,...

    21 days ago from IvyExec

  • Regional Compliance Officer - Compliance Manager

    Dallas, TX

    execute on those projects to completionStrong knowledge of brokerage sales practice issues across products (stocks, ... Qualifications 10-15 years' previous experience and/or knowledge of general retail brokerage compliance.Excellent interp...

    27 days ago from IvyExec

  • Financial Services Advisory AML Core Director

    New York City, NY

    The Financial Services industry is operating in a challenging environment due to global economic pressure, increasing regulatory demands and capital requirements as well as significant operational and technology changes. Our growing...

    16 days ago from IvyExec

  • Executive Medical Director - Government Programs

    Seattle, WA

    The Executive Medical Director will provide medical leadership of health plan services throughout the Washington state market to ensure clinical integrity and drive activities that impact health care quality, cost and outcomes. Aspart of...

    2 days ago from IvyExec

  • Senior Private Client Fiduciary Advisor/Team Leader

    Wilmington, DE

    Responsible for managing significant and often complex fiduciary client relationships. Responsible for assessing and managing risk; the appropriate exercise of fiduciary discretion and judgment; and adherence to policies and procedures...

    21 days ago from IvyExec

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