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Brokerage Coordinator jobs

Viewing 1 - 10 of 135 jobs

  • Wealth Management Broker-Dealer and Capital Markets Attorney Officer

    Leading Global Financial Services Firm - New York City, NY

    Wealth Management operates one of the largest retail broker-dealers and serves the Wealth Management needs of individuals and small and mid-sized institutional clients through a network of over 16,000 Financial Advisors located throughout...

    4 days ago from IvyExec

  • Litigation Attorney

    Investment Firm Providing Private and Institutional Brokerage - Los Angeles, CA

    Responsibilities include, but are not limited to: Primary responsibility will be to personally handle or work as co-counsel representing Company in FINRA arbitrations and FINRA and SEC enforcement proceedings. Provide advice and counsel on...

    6 days ago from IvyExec

  • Investment Compliance Manager: Broker-Dealer

    Winterwyman - Boston, MA

    Are you an attorney with 5-8 years of experience in broker dealer compliance and have an interest in joining a leading investment/private equity firm in Boston? Total compensation package for role is $140K-$175K depending on experience.

    30+ days ago from WinterWyman

  • Wealth Management Broker-Dealer and Capital Markets Attorney Officer

    Morgan Stanley - New York City, NY

    Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide...

    30+ days ago from Morgan Stanley

  • Corporate Compliance - Global Wealth Management Strategy and Coordination - Vice President

    JPMorgan Chase - New York City, NY

    JP Morgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of %242 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small...

    10 days ago from JPMorgan Chase & Co

  • PeopleSoft HRMS

    Simplion Technologies - Sunnyvale, CA

    Detailed JD: • 10+ years of Techno-Functional experience in PeopleSoft HRMS/HCM applications. • Must have worked on Tools 8.49 and HRMS 8.9 • Must have worked on Application Engine, Component Interface and Integration Broker. • Expertise...

    30+ days ago from Simplion Technologies

  • Corporate Counsel Job

    Bloomberg - New York City, NY

    Job Requisition Number: 45613 The Bloomberg Legal Department is seeking an attorney with two to four years of experience to work on a variety of securities regulatory matters. Duties and Responsibilities: Analyze new products and services,...

    7 hours ago from Bloomberg

  • Real Estate Attorney (REIT) - Consultant

    Major, Lindsey & Africa - Los Angeles, CA

    financing, leasing, title and survey, brokerage and property management. Experience in residential transactions and construction law is useful but not required. • Ability to think critically and annotate real estate agreements (or review...

    10 hours ago from Major, Lindsey & Africa

  • Q/A Engineer UAT

    Global Technical Talent - Smithfield, RI

    strategy, and test plan documents Act as the UAT release coordinator for one or more quarterly releases Provide analysis and testing leadership and mentoring to junior team members May collaborate with product managers to identify and...

    9 days ago from Global Technical Talent, Inc.

  • .Net Developer

    United Software Group - Dublin, OH

    in SSIS Should have exposure in Financial background (Brokerage experience in the recent past, would find traction with the client immediately) Should lead development of formalized solution methodologies Can build and maintain repository...

    10 days ago from United Software Group, Inc

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