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Broker - Series 7 Licensed jobs - Round Rock, TX

Viewing 1 - 10 of 132 jobs

  • Brokerage Representative- Austin/Westlake

    Prosperity Bank - Austin, TX

    7. Execute unsolicited orders per customer request. 8. Develop and implement marketing plan to integrate brokerage ... brokerage services throughout the Branches. 9. Cross-sell banking products to brokerage customers 10. Perform...

    13 days ago from Prosperity Bank

  • Lead IT Developer MQ Series

    Home Depot - Austin, TX

    PREFERRED QUALIFICATIONS -• 5-8 Years of hands on experience working experience with managing MQ Series and/or ActiveMQ ... large scale cross-functional projects in a high-scale, global environment• Hands on experience and knowledge of...

    30+ days ago from builderjobs

  • Licensed Financial Advisor

    CUSO Financial Services - Austin, TX

    a Winning Team at Amplify Credit Union! Amplify is a member-owned cooperative with more than 43,000 members and over ... must have: Licenses and Registrations: NASD/FINRA Series 7, 63, (65 or 66 preferred) and Life, Accident,...

    30+ days ago from CUSO Financial Services, L.P.

  • CDL Owner Operators - Cargo Van, Straight Truck or Tractor Trailer

    Express-1 - Austin, TX

    the name Express-1 and quickly built a reputation as a high-quality, third-party logistics service provider in the ... Logistics, Inc. (premium truckload brokerage). Express-1 is ISO 9002-certified and is the fifth largest U.S.

    6 hours ago from CDL Career Now

  • PCG Registered Client Assoc

    Wells Fargo - Austin, TX

    personnel and training for entry-level assistants. Series 7 and 63 (or equivalent) licenses required. Client service ... a timely and efficient manner Microsoft Office Suite experience focused on creating, editing and analyzing data Series...

    7 days ago from Wells Fargo

  • Investment Consultant - Austin, TX Job

    Scottrade - Austin, TX

    Job ID: 20141011-10063 Description: Scottrade is seeking an energetic, career-minded professional to join our award-winn ... brokerage industry experience preferred. * Active Series 7 and 63 preferred. * Fluency in Mandarin / Chinese speaking...

    30+ days ago from Scottrade

  • Investment Advisor (074-14R15 AWM)

    Amplify Federal Credit Union - Austin, TX

    set forth by the credit union, FINRA, SEC and the broker/dealer Addresses and solves business-related ... must have:*Licenses and Registrations: NASD/FINRA Series 7, 63, (65 or 66 preferred) and Life, Accident,...

    1 day ago from Amplify Federal Credit Union

  • Compliance Analyst / Officer

    Compliance Search International - Austin, TX

    Education and Experience: At least 7 - 10 years of broker-dealer supervisory and/or compliance experience ... Excel, PowerPoint, and Outlook Required Licenses: FINRA series 7, Series 24, Series 63/66, and Series 53 (or ability...

    30+ days ago from Compliance Search Group

  • Regional Compliance Director

    Major Investment Management Firm - Austin, TX

    experience. Prefer 2+ years in compliance position. FINRA Series 7, 24 required. FINRA Series 53 and 66 preferred. ... to be located near a major airport. Travel is required 50-75%. , , Financial Services, General Management, Regulatory...

    30+ days ago from IvyExec

  • Financial Sales Consultant

    Regions Financial - Austin, TX

    Series 7 & 63, Insurance License Required *Preferences* * Series 65 or 66 * Certified Financial Planning, Chartered ... **Location:** *Texas* **Other Locations:** *Texas-Garland, Texas-Fort Worth, Texas-Austin, Texas-Lancaster*...

    30+ days ago from Regions Financial

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