Broker - Series 7 Licensed jobs - Round Rock, TX

Viewing 1 - 10 of 34 jobs

• Broker Dealer Branch Examiner - Series 7, 24 required

  National Financial Partners - Austin, TX

  Educate registered representatives and administrative personnel on the Broker/Dealer & RIA books and records requirement ... 5 years of industry experience is a must. Requires Series 7 license Requires Series 24 license or the ability to...

  11 days ago from Bright.com

• Broker - Series 7 Licensed(1222-11116)

  Charles Schwab Corporation - Austin, TX

  level. QUALIFICATIONS: * Active FINRA Series 7 & 63 (or 66) licenses * Demonstrated passion for service and ... experience in brokerage services utilizing a Series 7 license is a plus. (preferred, and may be required depending on...

  1 day ago from Charles Schwab Corporation

• Broker Trainee Program(1222-11115)

  Charles Schwab Corporation - Austin, TX

  organization, you will be expected to become a licensed broker by obtaining Series 7 & 63 licenses in a specified ... of Employment (COE) to obtain Series 7 and 63 broker licenses within a specified time period. This means that if...

  1 day ago from Charles Schwab Corporation

• Executive Assisant- Senior Managing Director

  Tejas Securities Group - West Lake Hills, TX

  Executive Assistant ======================= Well established independent regional Broker/Dealer is seeking an executive ... Ideal candidate should: * Have industry experience-- Series 7 & 63 licenses at a minimum * Be c omputer...

  30+ days ago from Monster

• Executive Assistant to Sr. Management

  Austin Staffing - Austin, TX

  immediate and candidate must be available to start within 1-2 weeks if selected. Duties include supporting executives ... recent relevant industry experience **** Possess a current Series 7 & 63 licenses at a minimum! **** * Be very computer...

  17 hours ago from ZipRecruiter

• Investor Center Financial Representative - Downtown

  Austin, TX

  Seminar Preparation Work closely with manager and licensed representatives to keep them updated on progress ... Series 63 preferred, required within 90 days of passing the series 7 exam Insurance License desired Banking, insurance,...

  1 day ago from OneWire

• Investor Center Financial Representative - Downtown

  Fidelity Investments - Austin, TX

  in sales required Skills and Knowledge * Series 7 preferred (required within 6 months of hire) * Series 63 ... preferred, required within 90 days of passing the series 7 exam * Insurance License desired * Banking, insurance, or...

  8 days ago from Fidelity Investments

• Merrill Lynch Financial Advisor Program

  Merrill Lynch - Austin, TX

  personal growth and development according to both a day-to-day and longer-term plan Planning and managing resources ... The following licenses/designations are preferred: Series 7 and 66 licensed - The PMD curriculum assists candidates from...

  25 days ago from Merrill Lynch

• Experienced Employee Financial Advisor Job

  Ameriprise - Austin, TX

  Unit: The Personal Advisors Group Full/Part Time: Full-Time Eligible for Relocation: NRegular/Temporary: Regular ... - A desire to deliver an exceptional client experience - Series 7 and 63 or 66 licenses - Business ethics, honesty...

  28 days ago from Ameriprise

• Registered Associate

  Morgan Stanley - Austin, TX

  School Diploma/Equivalency. Licenses Active Series 7 and 63. Other Qualifications Be authorized to work ... M/F/D/V. 3/10 GP10-00734P-N03/10 Apply Now Apply Now Add to Job Cart Add to Job Cart Move Up...

  30+ days ago from Morgan Stanley