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Bank/broker Dealer jobs - New York City, NY

Viewing 1 - 10 of 572 jobs

  • Assurance Banking Capital Markets Experienced Associate

    Pwc US Careers - New York City, NY

    capital markets, insurance, investment management, broker/dealer and real estate. As these sectors continue to converge and consolidate, our integrated knowledge will enable us to design and implement cost-effective, multidisciplinary...

    3 days ago from Jobg8

  • Compliance Officer

    Ny-based Bank/broker-dealer - Finance Industry - New York City, NY

    Qualifications * Undergraduate degree strongly preferred * 3+ years OFAC/Sanctions Testing or Compliance Testing Job Description Working collaboratively with the firm's US compliance field team, helps execute on detailed full-time...

    22 hours ago from VelvetJobs

  • Banking Tax Director

    Pwc US Careers - New York City, NY

    banks, insurance companies, investment managers, broker-dealers, and hedge funds. PwC serves more of the largest and most complex financial services companies than any other firm. Moreover, our extensive, integrated global network of...

    3 days ago from Jobg8

  • Compliance Officer

    Bank/broker Dealer - Finance Industry - New York City, NY

    Qualifications * Undergraduate degree strongly preferred * 3+ years OFAC/Sanctions Testing or Compliance Testing Job Description Working collaboratively with the firm's US compliance field team, helps execute on detailed full-time...

    22 hours ago from VelvetJobs

  • COUNTERPARTY CREDIT RISK MANAGER (BANKS/BROKER-DEALERS)- TRADING ROOM

    Leading Financial Services Firm - New York City, NY

    major financial institutions (Banks, Finance Companies and Broker-Dealers). The requires at least 5+ years of relevant experience working on credit and counterparty risk assessment for a very active Fixed Income Portfolio. The role will be...

    6 days ago from IvyExec

  • Banking & Broker Dealer Compliance NYC (00780277)

    Michael Page International - US - New York City, NY

    Banking & Broker Dealer Compliance NYC * Salary: 100,000-125,000 * Location: New York, NY, USA * Job Type: ... should be well versed covering both the banking & broker-dealer businesses from a compliance perspective. The...

    11 days ago from eFinancialCareers Ltd

  • Compliance Officer

    Bank/broker Dealer - New York City, NY

    * Looking for a compliance officer for Trade Finance (Letters of Credit) * Background with AML * Risk experience * 5-10 years compliance * AML and Trade Finance for Letters of Credit

    2 days ago from Green Key Resources

  • Senior Auditor - Retail Broker Dealer Compliance

    JPMorgan Chase - New York City, NY

    Senior Auditor - Retail Broker Dealer Compliance-140031619 ## Job Description **Department Description** The JPMorgan ... * Comprehensive understanding of key broker-dealer and/or banking regulations and key compliance priorities relevant to...

    30+ days ago from JPMorgan Chase

  • Broker Dealer Engineer

    Two Sigma Investments - New York City, NY

    the small steps, as well as the broad vision. Broker Dealer Engineer Position We are seeking a talented software engineer to oversee regulatory operations within our High Frequency Trading Technology team. You will design, implement, and...

    18 hours ago from OneWire

  • Advisory Financial Services Manager Broker Dealer Operations

    Multinational Professional Services Firm - New York City, NY

    15c3-1 and 15c3-3 to the development of solutions for broker-dealers, emphasizing finance, operations, management and other-related functional areas; -Controls around financial and regulatory reporting, including FOCUS, SSOI, and reserve...

    13 days ago from IvyExec

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