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legal jobs - Charlotte, NC

Viewing 1 - 10 of 33 jobs

  • Institutional Compliance Executive

    Human Resources Focused Consulting Firm - Charlotte, NC

    Compliance or operational risk management (includes audit, legal, or business accountability for compliance or Operational risk). 7+ years of management experience. Extensive securities and capital markets experience, including support...

    30+ days ago from IvyExec

  • AML Enterprise Compliance Manager

    Nationally Chartered Bank - Charlotte, NC

    Maintains a high degree of knowledge of appropriate laws and regulations for an assigned product specialty or geographic area. Analyzes and interprets Federal, State and other regulatory authorities rules and regulations. Reviews and...

    30+ days ago from IvyExec

  • Investment Advisory Compliance Officer

    Human Resources Focused Consulting Firm - Charlotte, NC

    compliance or operational risk management (includes audit, legal, or business accountability for compliance or operational risk). 7+ years of management experience. Extensive compliance experience with registered investment advisors and/or...

    30+ days ago from IvyExec

  • Sr Compliance Specialist - Wholesale and Commercial Real Estate

    Nationally Chartered Bank - Charlotte, NC

    This position will primarily provide 2nd line compliance support to the products, services, and activities within the Wholesale Banking and Commercial Real Estate business lines. Additionally, this position will participate in company-wide...

    30+ days ago from IvyExec

  • RCA Manager

    Nationally Chartered Bank - Charlotte, NC

    Partners with leaders in their assigned Line of Business, Risk/Compliance/Audit (RCA) Consultants, and other RCA Managers to, depending on the function, oversee the successful creation, implementation, and maintenance of an effective risk...

    30+ days ago from IvyExec

  • Capital Management - Finance Manager- Regulatory Capital Policy Advisory

    Charlotte, NC

    Investor Relations, Capital Forecasting, Accounting Policy, Legal and Senior Management. Priorities for our Team are: - Perform research to communicate the effects of new or proposed regulation - Interpret regulatory capital regulations...

    7 days ago from IvyExec

  • Expert Practitioner Consultant

    Global Consulting Firm - Charlotte, NC

    Our employee owned firm has achieved significant growth and we have ranked in the top five in Consulting Magazine s Best Firms to Work For since 2. We are a collaborative, entrepreneurial firm that takes pride in our people, culture and...

    12 days ago from IvyExec

  • Compliance Testing Manager รข?? TT&SS, Asset Management, Bank Funds Services, Quasar

    Nationally Chartered Bank - Charlotte, NC

    Partners with leaders in their assigned Line of Business, Risk/Compliance/Audit (RCA) Consultants, and other RCA Managers to, depending on the function, oversee the successful creation, implementation, and maintenance of an effective risk...

    30+ days ago from IvyExec

  • Financial Services - Wealth Management - Manager

    Global Consulting Firm - Charlotte, NC

    Our employee owned firm has achieved significant growth and we have ranked in the top five in Consulting Magazine s Best Firms to Work For since 2. We are a collaborative, entrepreneurial firm that takes pride in our people, culture and...

    12 days ago from IvyExec

  • Master Practitioner - Retail

    Global Consulting Firm - Charlotte, NC

    Our employee owned firm has achieved significant growth and we have ranked in the top five in Consulting Magazine s Best Firms to Work For since 2. We are a collaborative, entrepreneurial firm that takes pride in our people, culture and...

    12 days ago from IvyExec

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