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Position description Fidelity Institutional (FI) serves banks, broker-dealers, insurers, registered investment advisors and other financial professionals. The organization comprises National Financial, Capital Markets, Institutional...
Primary Responsibilities * Lead complex technology projects which will involve mentoring offshore teammates * Manage high impact and high profile incidents * Manages complex system administration activities for Windows operating systems *...
Personal Investing (PI) Learning & Development provides training, reference, and communications support for Personal Investing and Fidelity Institutional (FI)associates. The Operations team within L&D is focused on embedding...
Overtime can be paid out or banked into PTO time. Also, advancement opportunities move much more quickly than in Big 4 and associates are able to have more client involvement from the start. The company benefit package is very robust...
Reporting to the Head of Architecture and Data for Fidelity Pricing & Cash Management Services (FPCMS) Systems and Solutions Delivery team, you will enable solutions to business problems through deep subject matter expertise and...
Engage Regional Compliance Officers in the risk assessment process Establishing and managing a risk-based global compliance monitoring strategy Collaborate with Regional Compliance Officers to identify risk areas and roll out regional...
Develop and manage a comprehensive role-based compliance training strategy Develop and manage a comprehensive communication and compliance branding strategy Work with Regional Compliance Officers to identify targeted populations for...
Identify and prioritize gaps based on risk assessment to develop policies and procedures Establish compliance policies that are aligned with laws, regulations, and industry standards Establish and manage a repository of all relevant...
You will manage and monitor the analysis and assessment of the firms' finances, operations, sales practices, controls and systems. This position requires an in-depth understanding of broker-dealer business models, products and practices;...
Developing and maintaining standardized monitoring processes /procedures for WW Regions Coordinate and manage investigations as assigned Responsibilities of Manager Global Compliance Monitoring include: Partner with Regional Compliance...